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In this act Article 4 of 6

Article 4 — Formats for submission of data on nominees

Financial crimeLevel 2Implementing RegulationAMLD6Stage: AdoptedVerifiedOfficial source

4(1)

1.Data on nominees shall be submitted in the following formats:

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4(1)(a)
(a)names of nominee shareholders for nominee shareholders that are natural persons: the format shall be the same as specified in Article 1, paragraph 1, points (a), (b), (h), (i) and (j);
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4(1)(b)
(b)names of nominee shareholders for nominee shareholders that are legal persons: the format shall be the same as specified in Article 2, paragraph 1, points (a), (b) and (e);
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4(1)(c)
(c)status and relation with the legal entity of the nominee shareholder:
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4(1)(c)(i)
(i)the date when the nominee arrangement commenced;
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4(1)(c)(ii)
(ii)an array containing at least the options ‘There is a formal nominee contract’ and ‘There is an informal nominee agreement’;
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4(1)(c)(iii)
(iii)a sequence of characters, letters or numbers containing a description of the nature of the nominee arrangement;
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4(1)(d)
(d)names of nominee directors for nominee directors that are natural persons: the format shall be the same as specified in Article 1, paragraph 1, points (a), (b), (h), (i) and (j);
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4(1)(e)
(e)names of nominee directors for nominee directors that are legal persons: the format shall be the same as specified in Article 2, paragraph 1, points (a), (b) and (e);
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4(1)(f)
(f)status and relation with the legal entity of the nominee director:
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4(1)(f)(i)
(i)the date when the nominee arrangement commenced;
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4(1)(f)(ii)
(ii)an array containing at least the options ‘There is a formal nominee contract’ and ‘There is an informal nominee agreement’;
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4(1)(f)(iii)
(iii)a sequence of characters, letters or numbers containing a description of the nature of the nominee arrangement;
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4(1)(g)
(g)identity of the nominators for nominators that are natural persons: the format shall be the same as specified in Article 1, paragraph 1, points (a), (b), (h), (i) and (j);
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4(1)(h)
(h)identity of the nominators for nominators that are legal persons: the format shall be the same as specified in Article 2, paragraph 1, points (a), (b) and (e);
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4(1)(i)
(i)nominator’s beneficial owners for nominators that are legal persons: the format shall be the same as specified in Article 1, paragraph 1, points (a), (b), (h), (i) and (j).
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4(2)

2.By way of derogation from paragraph 1 of this Article, where the necessary data is already available in or reported to another register and can be displayed to the end user in full compliance with Regulation (EU) 2024/1624 and this Regulation, the entity in charge of the central register shall reuse this data or request it in the already available and established format.

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