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Commission Delegated Regulation (EU) 2025/1143 of 12 June 2025

supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation and organisational requirements for approved publication arrangements and approved reporting mechanisms, and on the authorisation requirements for consolidated tape providers, and repealing Commission Delegated Regulation (EU) 2017/571 (Text with EEA relevance)

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In this act Article 3 of 32

Article 3 — Information on ownership (Article 27d(1) of Regulation (EU) No 600/2014)

Financial servicesLevel 2RTSMiFIRIn forceOfficial source

3(1)

1.An applicant seeking authorisation to operate an APA or an ARM pursuant to Article 27d of Regulation (EU) No 600/2014 shall include in its application for authorisation:

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3(1)(a)

(a)a list containing the name of each person or entity who directly or indirectly holds 10 % or more of the applicant’s capital or of its voting rights, or whose holding makes it possible to exercise a significant influence on the applicant;

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3(1)(b)

(b)a list of all undertakings in which a person or entity referred to in point (a) holds 10 % or more of the capital or voting rights or on which that person or entity exercises a significant influence;

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3(1)(c)

(c)a chart showing the ownership links between the parent undertaking, any subsidiaries and any other associated entities or branches.

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3(2)

2.The undertakings shown in the chart referred to in paragraph 1, point (c), shall be identified by their full name, legal status and legal address.

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