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Commission Delegated Regulation (EU) 2025/1143 of 12 June 2025

supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation and organisational requirements for approved publication arrangements and approved reporting mechanisms, and on the authorisation requirements for consolidated tape providers, and repealing Commission Delegated Regulation (EU) 2017/571 (Text with EEA relevance)

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In this act Article 21 of 32

Article 21 — Information on conflicts of interest (Article 27da(2), point (d), of Regulation (EU) No 600/2014)

Financial servicesLevel 2RTSMiFIRIn forceOfficial source

An applicant seeking authorisation to operate a CT pursuant to Article 27db of Regulation (EU) No 600/2014 shall include in its application for authorisation the information regarding its administrative arrangements designed to prevent conflicts of interest. Such arrangements shall include policies and procedures for identifying, managing and disclosing existing and potential conflicts of interest and shall contain:
(a) an inventory of existing and potential conflicts of interest, setting out their description, identification, prevention, management and disclosure; (b) the separation of duties and business functions within the CTP, including:

(i) measures to prevent or control the exchange of information where a risk of conflicts of interest may arise; (ii) the separate supervision of relevant persons whose main functions involve interests that are potentially in conflict with those of a client; (c) a description of the remuneration policy for the members of the management body and senior management; (d) the rules regarding the acceptance of money, gifts or favours by staff of the CTP and its management body.