Skip to the text
Text as of 1 Jan 2022 · Regulation (EU) No 600/2014, OJ L 173, 12.6.2014 · Same wording as today’s text.Today’s text

Recital 42

Financial servicesLevel 1RegulationMiFIRIn forceOfficial source

Under this Regulation, the provision of services without branches should be limited to eligible counterparties and professional clients per se. It should be subject to registration by ESMA and to supervision in the third country. Proper cooperation arrangements should be in place between ESMA and the competent authorities in the third country.