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In this act Article 13 of 22

Article 13 — Application of post-trade transparency to certain types of transactions executed outside a trading venue (Article 20(1) of Regulation (EU) No 600/2014)

Financial servicesLevel 2RTSMiFIRIn forceOfficial source

The obligation in Article 20(1) of Regulation (EU) No 600/2014 shall not apply to the following:

13(a)
(a)excluded transactions listed under Article 2(5) of Commission Delegated Regulation (EU) 2017/590 where applicable.
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[Deleted by Commission Delegated Regulation (EU) 2023/944 of 17 January 2023.]

13(b)
(b)give-up transactions or give-in transactions, which are any of the following transactions:
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13(b)(i)
(i)a transaction where an investment firm passes a client trade to, or receives a client trade from, another investment firm for post-trade processing;
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13(b)(ii)
(ii)a transaction where an investment firm executing a trade passes it to, or receives it from, another investment firm for the purpose of hedging the position that it has committed to enter into with a client.
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