In this act Article 1 of 9
Article 1 — Subject matter and scope
Financial servicesLevel 2RTSMiFIRIn forceOfficial source
1(1)Copy link
1.This Regulation sets out, the details of the data requests to be sent by competent authorities and the details of the reply to those requests to be sent by trading venues, approved publication arrangements (APAs) and consolidated tape providers (CTPs), for the purposes of calculating and adjusting the pre-trade and post-trade transparency and trading obligation regimes and in particular for the purposes of determining the following factors:
1(1)(a)
(a)whether equity, equity-like and non-equity financial instruments have a liquid market;
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(b)the thresholds for pre-trade transparency waivers for equity, equity-like and non-equity financial instruments;
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(c)the thresholds for post-trade transparency deferrals for equity, equity-like and non-equity financial instruments;
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(d)when the liquidity of a class of financial instruments falls below a specified threshold;
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(f)the standard market size applicable to systematic internalisers dealing in equity and equity-like instruments;
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(g)for equity and equity-like instruments, the total volume of trading in the Union per financial instrument in the previous 12 months and the percentages of trading in each financial instrument carried out across the Union under the waiver referred to in Article 4(1), point (a), of Regulation (EU) No 600/2014 in the previous 12 months;
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