> For the complete documentation index, see [llms.txt](https://www.headlesslaw.com/llms.txt). Markdown versions of documentation pages are available by appending `.md` to page URLs; this page is available as [Markdown](https://www.headlesslaw.com/mifid-ii/titles/ii.md). # Title II — Authorisation and operating conditions for investment firms Articles 5–43 of Directive 2014/65/EU (MiFID II). * [Article 5 — Requirement for authorisation](/mifid-ii/articles/5.md) * [Article 6 — Scope of authorisation](/mifid-ii/articles/6.md) * [Article 7 — Procedures for granting and refusing requests for authorisation](/mifid-ii/articles/7.md) * [Article 8 — Withdrawal of authorisations](/mifid-ii/articles/8.md) * [Article 9 — Management body](/mifid-ii/articles/9.md) * [Article 10 — Shareholders and members with qualifying holdings](/mifid-ii/articles/10.md) * [Article 11 — Notification of proposed acquisitions](/mifid-ii/articles/11.md) * [Article 12 — Assessment period](/mifid-ii/articles/12.md) * [Article 13 — Assessment](/mifid-ii/articles/13.md) * [Article 13a — Scope](/mifid-ii/articles/13a.md) * [Article 13b — Prevention of conflicts of interest](/mifid-ii/articles/13b.md) * [Article 13c — Conflicts of interests](/mifid-ii/articles/13c.md) * [Article 13d — General principles and information to customers](/mifid-ii/articles/13d.md) * [Article 13e — Exercise of the delegation](/mifid-ii/articles/13e.md) * [Article 14 — Membership of an authorised investor compensation scheme](/mifid-ii/articles/14.md) * [Article 15 — Initial capital endowment](/mifid-ii/articles/15.md) * [Article 16 — Organisational requirements](/mifid-ii/articles/16.md) * [Article 16a — Exemptions from product governance requirements](/mifid-ii/articles/16a.md) * [Article 17 — Algorithmic trading](/mifid-ii/articles/17.md) * [Article 18 — Trading process and finalisation of transactions in an MTF and an OTF](/mifid-ii/articles/18.md) * [Article 19 — Specific requirements for MTFs](/mifid-ii/articles/19.md) * [Article 20 — Specific requirements for OTFs](/mifid-ii/articles/20.md) * [Article 21 — Regular review of conditions for initial authorisation](/mifid-ii/articles/21.md) * [Article 22 — General obligation in respect of on-going supervision](/mifid-ii/articles/22.md) * [Article 23 — Conflicts of interest](/mifid-ii/articles/23.md) * [Article 24 — General principles and information to clients](/mifid-ii/articles/24.md) * [Article 25 — Assessment of suitability and appropriateness and reporting to clients](/mifid-ii/articles/25.md) * [Article 26 — Provision of services through the medium of another investment firm](/mifid-ii/articles/26.md) * [Article 27 — Obligation to execute orders on terms most favourable to the client](/mifid-ii/articles/27.md) * [Article 28 — Client order handling rules](/mifid-ii/articles/28.md) * [Article 29 — Obligations of investment firms when appointing tied agents](/mifid-ii/articles/29.md) * [Article 29a — Services provided to professional clients](/mifid-ii/articles/29a.md) * [Article 30 — Transactions executed with eligible counterparties](/mifid-ii/articles/30.md) * [Article 31 — Monitoring of compliance with the rules of the MTF or the OTF and with other legal obligations](/mifid-ii/articles/31.md) * [Article 32 — Suspension and removal of financial instruments from trading on an MTF or an OTF](/mifid-ii/articles/32.md) * [Article 33 — SME growth markets](/mifid-ii/articles/33.md) * [Article 34 — Freedom to provide investment services and activities](/mifid-ii/articles/34.md) * [Article 35 — Establishment of a branch](/mifid-ii/articles/35.md) * [Article 36 — Access to regulated markets](/mifid-ii/articles/36.md) * [Article 37 — Access to CCP, clearing and settlement facilities and right to designate settlement system](/mifid-ii/articles/37.md) * [Article 38 — Provisions regarding CCPs, clearing and settlement arrangements in respect of MTFs](/mifid-ii/articles/38.md) * [Article 39 — Establishment of a branch](/mifid-ii/articles/39.md) * [Article 40 — Obligation to provide information](/mifid-ii/articles/40.md) * [Article 41 — Granting of the authorisation](/mifid-ii/articles/41.md) * [Article 42 — Provision of services at the exclusive initiative of the client](/mifid-ii/articles/42.md) * [Article 43 — Withdrawal of authorisations](/mifid-ii/articles/43.md) --- # Agent Instructions This documentation is published with GitBook. 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