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In this act Article 4 of 6
Text as of 27 Oct 2022 · Consolidated version of 29 April 2024 · Same wording as today’s text.Today’s text

Article 4 — Setting up access to details of derivatives

Financial servicesLevel 2RTSEMIRIn forceOfficial source

4(1)

1.A trade repository shall carry out the following tasks:

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4(1)(a)
(a)designate a person or persons responsible for liaising with the entities listed in Article 81(3) of Regulation (EU) No 648/2012;
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4(1)(b)
(b)publish on its website the instructions to be followed by the entities listed in Article 81(3) of Regulation (EU) No 648/2012 to request access to details of transaction data on derivatives;
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4(1)(c)
(c)provide the entities listed in Article 81(3) of Regulation (EU) No 648/2012 with a form referred to in paragraph 2 of this Article;
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4(1)(d)
(d)set up access to details of transaction data on derivatives for the entities listed in Article 81(3) of Regulation (EU) No 648/2012, based on information provided in the form referred to in paragraph 2 of this Article;
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4(1)(e)
(e)set up the technical arrangements necessary for the entities listed in Article 81(3) of Regulation (EU) No 648/2012 to access details of transaction data on derivatives s in accordance with paragraph 2 of this Article;
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4(1)(f)
(f)provide the entities listed in Article 81(3) of Regulation (EU) No 648/2012 with direct and immediate access to details of derivatives within 30 calendar days after that entity submitted a request for setting up such access.
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4(2)

2.The entity listed in Article 81(3) of Regulation (EU) No 648/2012 shall request access to details of derivatives using a form developed and made available by a trade repository and specifying at least the following information:

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4(2)(a)
(a)the name of the entity;
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4(2)(b)
(b)the contact person at the entity;
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4(2)(c)
(c)legal responsibilities and mandates of the entity;
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4(2)(d)
(d)credentials for a secure SSH FTP connection;
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4(2)(e)
(e)any other technical information relevant to the access by the entity to details of derivatives;
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4(2)(f)
(f)whether the entity is competent for counterparties in its Member State, in the euro area or in the Union;
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4(2)(g)
(g)the types of counterparties for which the entity is competent in accordance with the classification in Table 1 of the Annex to Commission Implementing Regulation (EU) 2022/1860;
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4(2)(h)
(h)types of underlyings to derivatives for which the entity is competent;
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4(2)(i)
(i)the trading venues supervised by the entity, if any;
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4(2)(j)
(j)the CCPs supervised or overseen by the entity, if any;
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4(2)(k)
(k)the currency issued by the entity, if any;
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4(2)(l)
(l)delivery and interconnection points;
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4(2)(m)
(m)the benchmarks used in the Union, the administrator of which is under the supervision of the entity;
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4(2)(n)
(n)the characteristics of underlyings supervised by the entity;
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4(2)(o)
(o)the characteristics of the parties referred to in fields 16 “Clearing member”, 15 “Broker” in Table 1 and field 142 “Reference entity” in Table 2 of the Annex to Implementing Regulation (EU) 2022/1860 that are supervised by the entity, if any.
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