In this act Annex of 1
ANNEX
Financial servicesLevel 2RTSMiFID IIIn forceOfficial source
| (a) | Shares and depositary receipts | ‘Shares and depository receipts’ as referred to Article 4(1), point (44)(a), of Directive 2014/65/EU. |
| (b) | Exchange traded funds, exchange traded notes and exchange traded commodities | ‘Exchange traded funds’ as defined in Article 4(1), point (46), of Directive 2014/65/EU. ‘ETCs’ and ‘ETNs’ as referred to in Table 2, third row, third column of Annex IV to Commission Delegated Regulation (EU) 2017/583 and further specified in Table 2.4 of Section 2 of Annex III thereto. |
| (c) | Certificates and other equity-like financial instruments | ‘Certificates’ as defined in Article 2(1), point (27), of Regulation (EU) No 600/2014 of the European Parliament and of the Council. ‘Other equity-like financial instrument’ as referred to in Table 2, fourth row, second column of Annex III to Commission Delegated Regulation (EU) 2017/587. |
| (d) | Bonds and money-market instruments | ‘Bonds’ as referred to in Article 4(1), point (44)(b), of Directive 2014/65/EU. ‘Money-market instruments’ as defined in Article 4(1), point (17), of Directive 2014/65/EU. |
| (e) | Structured finance products | ‘Structured finance products’ as defined in Article 2(1), point (28), of Regulation (EU) No 600/2014. |
| (f) | Options and futures admitted to trading on a trading venue | ‘Options’ and ‘futures’ as referred to in Section C, points (4) to (7) and (10) of Annex I to Directive 2014/65/EU. |
| (g) | Other derivatives | Financial instruments as referred to in Section C, points (4) to (8) and (10) of Annex I to Directive 2014/65/EU, except options and futures admitted to trading on a trading venue. |
| (h) | Financial contracts for differences | ‘Financial contracts for differences’ as referred to in Section C (9) of Annex I to Directive 2014/65/EU. |
| (i) | Emission allowances | ‘Emission allowances’ as referred to in Section C (11) of Annex I to Directive 2014/65/EU. |
| (j) | Other instruments | Financial instruments that do not fall within the definition of the classes as referred to in points (a) to (i). |