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In this act Article 7 of 9

Article 7 — Verification of issuer obligations

Financial servicesLevel 2RTSMiFID IIIn forceOfficial source

7(1)

1.Regulated markets shall adopt and publish on their website procedures for verifying compliance by an issuer of a transferable security with its obligations under Union law

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7(2)

2.Regulated markets shall ensure that compliance with the obligations referred to in paragraph 1 is checked effectively in accordance with the nature of the obligation under review taking into account the supervisory tasks performed by relevant competent authorities.

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7(3)

3.Regulated markets shall ensure that the procedures referred to in paragraph 1 describe:

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7(3)(a)
(a)the processes the regulated markets employ to achieve the outcome specified in paragraph 1;
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7(3)(b)
(b)how an issuer may best demonstrate compliance with the obligations referred to in paragraph 1 to the regulated market.
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7(4)

4.Regulated markets shall ensure that an issuer is made aware of the obligations referred to in paragraph 1 upon admission to trading of that issuer's transferable security and at the issuer's request.

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