Skip to the text
In this act Article 1 of 8

Article 1 — Scope

Financial servicesLevel 2RTSMiFID IIIn forceOfficial source

1(1)

1.This Regulation shall apply to investment firms and market operators operating a multilateral trading facility (‘MTF’) or an organised trading facility (‘OTF’).

Copy link
1(2)

2.This Regulation shall also apply to credit institutions, authorised under Directive 2013/36/EU of the European Parliament and of the Council, which provide one or more investment services or perform investment activities, and wish to use tied agents under the following rights:

Copy link
1(2)(a)
(a)the right of freedom to provide investment services and activities in accordance with Article 34(5) of Directive 2014/65/EU;
Copy link
1(2)(b)
(b)the right of establishment in accordance with Article 35(7) of Directive 2014/65/EU.
Copy link