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In this act Article 13 of 21
Text as of 7 Sep 2022 · Consolidated version of 7 September 2022 · Same wording as today’s text.Today’s text

Article 13 — Submission of the tied agent passport notification

Financial servicesLevel 2ITSMiFID IIIn forceOfficial source

13(1)

1.An investment firm or a credit institution referred to in Article 1(2)(b) wishing to use a tied agent established in another Member State shall submit to the competent authority of the home Member State the information as required by Article 35(2) of Directive 2014/65/EU, using the form set out in Annex VII.

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13(2)

2.Where an investment firm or credit institution referred to in Article 1(2)(b) wishes to use more than one tied agents in another Member State it shall complete a separate notification in respect of each tied agent it intends to use.

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13(3)

3.An investment firm wishing to establish a branch which intends to use tied agents shall submit to the competent authority of the home Member State a separate tied agent passport notification in respect of each tied agent by completing the form set out in Annex VII.

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