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In this act Article 1 of 21
Text as of 7 Sep 2022 · Consolidated version of 7 September 2022 · Same wording as today’s text.Today’s text

Article 1 — Scope

Financial servicesLevel 2ITSMiFID IIIn forceOfficial source

1(1)

1.This Regulation shall apply to investment firms and market operators operating a multilateral trading facility (MTF) or an organised trading facility (OTF).

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1(2)

2.This Regulation shall also apply to credit institutions authorised under Directive 2013/36/EU which provide one or more investment services or perform investment activities under Directive 2014/65/EU, and wish to use tied agents under any of the following rights:

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1(2)(a)
(a)the right of freedom to provide investment services and activities in accordance with Article 34(5) of Directive 2014/65/EU;
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1(2)(b)
(b)the right of establishment in accordance with Article 35(7) of Directive 2014/65/EU.
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