In this act Article 73 of 92

Article 73 — Record keeping of rights and obligations of the investment firm and the client (Article 25(5) of Directive 2014/65/EU)

Financial servicesLevel 2Delegated RegulationMiFID IIIn forceOfficial source

Records which set out the respective rights and obligations of the investment firm and the client under an agreement to provide services, or the terms on which the firm provides services to the client, shall be retained for at least the duration of the relationship with the client.

About this text

Commission Delegated Regulation (EU) 2017/565 · binding · OJ L 87, 31.3.2017 · dated 25 Apr 2016 [in force]

In force · Consolidated version of 2 August 2022 · Checked against EUR-Lex on 26 Oct 2026 · Official source

Status: In force
Coverage: 2017/565 — Delegated act — Organisational requirements and operating conditions [in force]: every English consolidation from 2 Aug 2022. Older wording is not held and is not replaced by any other text. Not covered: national guidance, court decisions.
Freshness: Release a4f2a049 published 1 Nov 2026, 17:41 CET. This article checked word for word against EUR-Lex on 26 Oct 2026.
Shown: The whole article.
Failures: None.
Incomplete: No.
Instrument: Commission Delegated Regulation (EU) 2017/565 (RTS)
CELEX: 32017R0565
OJ reference: OJ L 87, 31.3.2017
Drafted by: ESMA
Legal nature: Binding
Legal basis: Article 2(3), the second subparagraph of Article 4(1)(2), and Articles 4(2), 16(12), 23(4), 24(13), 25(8), 27(9), 28(3), 30(5), 31(4), 32(4), 33(8), 52(4), 54(4), 58(6), 64(7), 65(7) and 79(8) MiFID II
Adopted: 25 April 2016
In force: 20 April 2017
Corrigenda: None in English (CELLAR)
Related instruments: None recorded
Text on this page: Word for word — title and recitals as in the OJ act, articles and annexes as in the consolidated version of 2 August 2022; its 3 tables cell by cell, as laid out in the official text; not reproduced: citations, enacting formula, closing formula and OJ footnotes

Time travel

Versions1

Implements · Level 118

2Exemptionswhole act 4Definitionswhole act 16Organisational requirementswhole act 23Conflicts of interestwhole act 24General principles and information to clientswhole act 25Assessment of suitability and appropriateness and reporting to clientswhole act 27Obligation to execute orders on terms most favourable to the clientwhole act 28Client order handling ruleswhole act 30Transactions executed with eligible counterpartieswhole act 31Monitoring of compliance with the rules of the MTF or the OTF and with other legal obligationswhole act 32Suspension and removal of financial instruments from trading on an MTF or an OTFwhole act 33SME growth marketswhole act 52Suspension and removal of financial instruments from trading on a regulated marketwhole act 54Monitoring of compliance with the rules of the regulated market and with other legal obligationswhole act 58Position reporting by categories of position holderswhole act 64Organisational requirementswhole act 65Organisational requirementswhole act 79Obligation to cooperatewhole act

Cited by · Level 30

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