In this act Article 8 of 9
Article 8 — Information relating to shareholders or members with qualifying holdings
Financial servicesLevel 2RTSMiCAIn forceOfficial source
The application for authorisation shall contain information on the sufficiently good repute of shareholders and members with direct and indirect qualifying holdings in the applicant issuer, including all of the following:
8(a)
a)a chart setting out the holding structure of the applicant issuer, including the breakdown of its capital and voting rights and the names of the shareholders or members with both direct and indirect qualifying holdings;
Copy link8(b)
b)for each shareholder or member holding a direct or indirect qualifying holding in the applicant issuer, the information and documents on their identify and reputation set out in:
Copy link8(b)(i)
i)Article 1(1), Article 2(1), points (a), (b), (c), and (e) and Article 2(2), points (a) and (b), of Delegated Regulation (EU) 2025/413, in case of natural persons; or
Copy link8(b)(ii)
ii)Article 1(2), (3), (4) or (5), Article 3(1), points (a), (b), (c), (e), and (f) and, where applicable, Article 3(3) of Delegated Regulation (EU) 2025/413, in case of legal persons;
Copy link8(c)
c)the identity of each member of the management body of the applicant issuer who has been or will be appointed by, or following a nomination from, such person with qualifying holdings, together with the information set out in Article 8(1) and (2), where that information has not already been provided;
Copy link8(d)
d)for each shareholder or member holding a direct qualifying holding, the following information about its holding, whether shares or other holdings:
Copy link8(d)(iv)
iv)any security interests or encumbrances created over such holding, including the identity of the secured parties;
Copy link8(e)
e)the information referred to in Article 6, points (b), (d) and (e) of Delegated Regulation (EU) 2025/413;
Copy linkFor the purposes of point (b), indirect qualifying holdings are identified in accordance with Article 4(1) and (2) of Delegated Regulation (EU) 2025/413.