In this act Annex I of 2
ANNEX I
Financial servicesLevel 2ITSMARIn forceOfficial source
TEMPLATE 1 Template for the insider lists referred to in Article 1(1) and Article 2(2), first subparagraph Description of the specific piece of inside information to which this section relates to: Date and time of creation of this section (i.e. when the specific piece of inside information was identified): [yyyy-mm-dd, hh:mm UTC (Coordinated Universal Time)] Date and time of the last update of this section: [yyyy-mm-dd, hh:mm UTC (Coordinated Universal Time)] Date of transmission to the competent authority: [yyyy-mm-dd]
| First name(s) of the insider (in the case of third-party service providers, the first name(s) of the natural person acting as a contact person for that third-party service provider) | Surname(s) of the insider (in the case of third-party service providers, the surname(s) of the natural person acting as a contact person for that third-party service provider) | Professional telephone number(s) (work direct telephone line and work mobile numbers) | Function and reason for being insider | Obtained (the date and time when the insider obtained access to the specific piece of inside information) | Ceased (the date and time when the insider ceased to have access to the specific piece of inside information) | National Identification Number (if applicable) or otherwise Date of Birth |
|---|---|---|---|---|---|---|
| [Text] | [Text] | [Numbers (no space)] | [Text describing role, function and reason for being on this list, including the company name and address in the case of third-party service providers] | [yyyy-mm-dd, hh:mm UTC] | [yyyy-mm-dd, hh:mm UTC] | [Number and/or text or yyyy-mm-dd for the date of birth] |
TEMPLATE 2 Template for the permanent insiders’ section referred to in Article 1(2) and Article 2(2), second subparagraph Date and time of creation of the permanent insiders’ section: [yyyy mm-dd, hh:mm UTC (Coordinated Universal Time)] Date and time of the last update of the permanent insiders’ section: [yyyy-mm-dd, hh:mm UTC (Coordinated Universal Time)] Date of transmission to the competent authority: [yyyy-mm-dd]
| First name(s) of the insider (in the case of third-party service providers, the first name(s) of the natural person acting as a contact person for that third-party service provider) | Surname(s) of the insider (in the case of third-party service providers, the surname(s) of the natural person acting as a contact person for that third-party service provider) | Professional telephone number(s) (work direct telephone line and work mobile numbers) | Function and reason for being insider | Obtained (the date and time when the insider obtained access to all inside information at all times) | Ceased (the date and time when the insider ceased to have access to all inside information at all times) | National Identification Number (if applicable) or otherwise Date of Birth |
|---|---|---|---|---|---|---|
| [Text] | [Text] | [Numbers (no space)] | [Text describing role, function and reason for being in this section, including the company name and address in the case of third-party service providers] | [yyyy-mm-dd, hh:mm UTC] | [yyyy-mm-dd, hh:mm UTC] | [Number and/or text or yyyy-mm-dd for the date of birth] |