In this act Annex III of 3
ANNEX III
Financial servicesLevel 2ITSMARNo longer in forceOfficial source
TEMPLATE 1 Format for the insider lists referred to in Article 2(2), first subparagraph Description of the source of the specific inside information: Date and time of creation of this section (i.e. when the specific inside information was identified): [yyyy-mm-dd, hh:mm UTC (Coordinated Universal Time)] Date and time (last update): [yyyy-mm-dd, hh:mm UTC (Coordinated Universal Time)] Date of transmission to the competent authority: [yyyy-mm-dd]
| First name(s) of the insider | Surname(s) of the insider | Professional telephone number(s) (work direct telephone line and work mobile numbers) | Function or reason for being insider | Obtained (the date and time at which the insider obtained access to the inside information) | Ceased (the date and time at which the insider ceased to have access to the inside information) | National Identification Number (if applicable) Or otherwise Date of Birth | |
|---|---|---|---|---|---|---|---|
| [Text] | [Text] | [Numbers (no space)] | [Text describing role, function and/or reason for being on this list] | [yyyy-mm-dd, hh:mm UTC] | [yyyy-mm-dd, hh:mm UTC] | [Number and/or text or yyyy-mm-dd for the date of birth] |
TEMPLATE 2 Format for the permanent insiders section of insider lists referred to in Article 2(2), second subparagraph Date and time of creation of this section: [yyyy-mm-dd, hh:mm UTC (Coordinated Universal Time)] Date and time (last update): [yyyy-mm-dd, hh:mm UTC (Coordinated Universal Time)] Date of transmission to the competent authority: [yyyy-mm-dd]
| First name(s) of the insider | Surname(s) of the insider | Professional telephone number(s) (work direct telephone line and work mobile numbers) | Company name and address | Function and reason for being insider | Included (the date and time at which the insider was included in the permanent insider section) | National Identification Number (if applicable) Or otherwise Date of Birth |
|---|---|---|---|---|---|---|
| [Text] | [Text] | [Numbers (no space)] | [Address of issuer or of the person acting on their behalf or on their account] | [Text describing role, function and reason for being on this list] | [yyyy-mm-dd, hh:mm UTC] | [Number and/or yyyy- mm-dd for the date of birth] |