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Commission Delegated Regulation (EU) No 149/2013 of 19 December 2012 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council with regard to regulatory technical standards on indirect clearing arrangements, the clearing obligation, the public register, access to a trading venue, non-financial counterparties, and risk mitigation techniques for OTC derivatives contracts not cleared by a CCP (Text with EEA relevance)
Full document Article 8 of 23 8(1) 1. The ESMA public register shall include for each class of OTC derivative contracts subject to the clearing obligation:
Copy link Copy citationArt 8(1) 149/2013 8(1)(a) (a) the asset class of OTC derivative contracts;
Copy link Copy citationArt 8(1)(a) 149/2013 8(1)(b) (b) the type of OTC derivative contracts within the class;
Copy link Copy citationArt 8(1)(b) 149/2013 8(1)(c) (c) the underlyings of OTC derivative contracts within the class;
Copy link Copy citationArt 8(1)(c) 149/2013 8(1)(d) (d) for underlyings which are financial instruments, an indication of whether the underlying is a single financial instrument or issuer or an index or portfolio;
Copy link Copy citationArt 8(1)(d) 149/2013 8(1)(e) (e) for other underlyings an indication of the category of the underlying;
Copy link Copy citationArt 8(1)(e) 149/2013 8(1)(f) (f) the notional and settlement currencies of OTC derivative contracts within the class;
Copy link Copy citationArt 8(1)(f) 149/2013 8(1)(g) (g) the range of maturities of OTC derivative contracts within the class;
Copy link Copy citationArt 8(1)(g) 149/2013 8(1)(h) (h) the settlement conditions of OTC derivative contracts within the class;
Copy link Copy citationArt 8(1)(h) 149/2013 8(1)(i) (i) the range of payment frequency of OTC derivative contracts within the class;
Copy link Copy citationArt 8(1)(i) 149/2013 8(1)(j) (j) the product identifier of the relevant class of OTC derivative contracts;
Copy link Copy citationArt 8(1)(j) 149/2013 8(1)(k) (k) any other characteristic required to distinguish one contract in the relevant class of OTC derivative contracts from another.
Copy link Copy citationArt 8(1)(k) 149/2013 8(2) 2. In relation to CCPs that are authorised or recognised for the purpose of the clearing obligation, the ESMA public register shall include for each CCP:
Copy link Copy citationArt 8(2) 149/2013 8(2)(a) (a) the identification code, in accordance with Article 3 of Implementing Commission Regulation (EU) No 1247/2012;
Copy link Copy citationArt 8(2)(a) 149/2013 8(2)(c) (c) the country of establishment;
Copy link Copy citationArt 8(2)(c) 149/2013 8(2)(d) (d) the competent authority designated in accordance with Article 22 of Regulation (EU) No 648/2012. Copy link Copy citationArt 8(2)(d) 149/2013 8(3) 3. In relation to the dates from which the clearing obligation takes effect, including any phased-in implementation, the ESMA public register shall include:
Copy link Copy citationArt 8(3) 149/2013 8(3)(a) (a) the identification of the categories of counterparties to which each phase-in period applies;
Copy link Copy citationArt 8(3)(a) 149/2013 8(3)(b) (b) any other condition required pursuant to the regulatory technical standards adopted under Article 5(2) of Regulation (EU) No 648/2012, in order for the phase-in period to apply. Copy link Copy citationArt 8(3)(b) 149/2013 8(4) 4. The ESMA public register shall include the reference of the regulatory technical standards adopted under Article 5(2) of Regulation (EU) No 648/2012, according to which each clearing obligation was established.
Copy link Copy citationArt 8(4) 149/2013 8(5) 5. In relation to the CCP that has been notified to ESMA by the competent authority, the ESMA public register shall include at least:
Copy link Copy citationArt 8(5) 149/2013 8(5)(a) (a) the identification of the CCP;
Copy link Copy citationArt 8(5)(a) 149/2013 8(5)(b) (b) the asset class of OTC derivative contracts that are notified;
Copy link Copy citationArt 8(5)(b) 149/2013 8(5)(c) (c) the type of OTC derivative contracts;
Copy link Copy citationArt 8(5)(c) 149/2013 8(5)(d) (d) the date of the notification;
Copy link Copy citationArt 8(5)(d) 149/2013 8(5)(e) (e) the identification of the notifying competent authority.
Copy link Copy citationArt 8(5)(e) 149/2013 CHAPTER VI — LIQUIDITY FRAGMENTATION (Article 8(5) of Regulation (EU) No 648/2012)