Skip to the text
In this act Article 19 of 23

Article 19 — (Article 11(14)(d) of Regulation (EU) No 648/2012)

Financial servicesLevel 2RTSEMIRIn forceOfficial source

Details of the intragroup transaction notification to ESMA

19(1)

1.The notification by a competent authority of the details of the intragroup transaction shall be submitted to ESMA in writing:

Copy link
19(1)(a)
(a)within one month of the receipt of the notification with respect to a notification under Article 11(7) or (9) of Regulation (EU) No 648/2012;
Copy link
19(1)(b)
(b)within one month from the decision being submitted to the counterparty with respect to a decision of the competent authority under Article 11(6), (8) or (10) of Regulation (EU) No 648/2012.
Copy link
19(2)

2.The notification to ESMA shall include:

Copy link
19(2)(a)
(a)the information listed in Article 18;
Copy link
19(2)(b)
(b)whether there is a positive or a negative decision;
Copy link
19(2)(c)
(c)in the case of a positive decision:
Copy link
19(2)(c)(i)
(i)a summary of the reason for considering that the conditions set in Article 11(6), (7), (8), (9) or (10) of Regulation (EU) No 648/2012 as applicable are fulfilled;
Copy link
19(2)(c)(ii)
(ii)whether the exemption is a full exemption or a partial exemption with respect to of a notification related to Article 11(6), (8) or (10) of Regulation (EU) No 648/2012;
Copy link
19(2)(d)
(d)in the case of a negative decision:
Copy link
19(2)(d)(i)
(i)the identification of the conditions of Article 11(6), (7), (8), (9) or (10) of Regulation (EU) No 648/2012 as applicable that are not fulfilled;
Copy link
19(2)(d)(ii)
(ii)a summary of the reason for considering that such conditions are not fulfilled.
Copy link