investment firm

In force · CRR Article 4(1), point (2) · Consolidated version of 1 January 2023 · Not yet verified against the official text · Official source

Definition

(2) 'investment firm' means an investment firm as defined in point (1) of Article 4(1) of Directive 2014/65/EU which is authorised under that Directive but excludes credit institutions;

Source

CRR, Article 4(1), point (2).

Referenced Definitions

MiFID II, Article 4(1), point (1):

(1) 'investment firm' means any legal person whose regular occupation or business is the provision of one or more investment services to third parties and/or the performance of one or more investment activities on a professional basis.

Open investment firm definition page

Used In MiCA

• Article 37

• Article 38

• Article 140

• Article 59

• Article 60

• Article 63

• Article 119

• Article 122

• Article 125