Search results for “Art 4(1)(15) MiFID II”
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Showing 10 of 66Searched all 20 acts we hold, Level 1, 2 and 3 as of todayKeyword and semanticRelease 3 Nov 2026
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the second sentence of Article 17(1);
ESMA35-43-349 Q&A — MiFID II and MiFIR investor protection topics [in force]…24 of MiFID II Art. 50(2) of the MiFID II Delegated Regulation"],"rowspan":1,"colspan":1},{"paragraphs":["15/12/2023"],"rowspan":1,"colspan…
Answer by ESMA · not legislation · dated 15 Dec 2023 [in force]
Art 70(3)(b) MiFID II Sanctions for infringementsArticle 14(1), (2) and (3);
Art 18(1) DLT Pilot Regime Amendments to Directive 2014/65/EUin Article 4(1), point (15) is replaced by the following:
ESMA35-43-349 Q&A — MiFID II and MiFIR investor protection topics [in force]…1,"colspan":1},{"paragraphs":["Art. 50(3) of the MiFID II Delegated Regulation"],"rowspan":1,"colspan":1},{"paragraphs":["15/12/2023"],"rowspan":1,"colspan…
Answer by ESMA · not legislation · dated 15 Dec 2023 [in force]
ESMA70-872942901-36 Q&A — MiFID II and MiFIR commodity derivatives topics [in force]…paragraphs":["Art 57 of MiFID II; RTS 21"],"rowspan":1,"colspan":1},{"paragraphs":["07/07/2017"],"rowspan":1,"colspan":1}],[{"paragraphs":["15"],"rowspan":1…
Answer by ESMA · not legislation · dated 31 Dec 2023 [in force]
Art 70(3)(b) MiFID II Sanctions for infringementsArticle 13(1) and (2);
Art 6(1)(b) DLT Pilot Regime Requirements and exemptions regarding DLT TSSsArticle 4(2), (3) and (4) and Article 5(2) to (10); and
Art 13 2017/567 Delegated act — Transparency, compression and supervisory measures [in force]…www.headlesslaw.com/mifid-ii/level-2/rts/2017-571-the-authorisation-organisational-requirements-and-the). 5. art-13-p-5">
Commission Delegated Regulation (EU) 2017/567 · binding · OJ L 87, 31.3.2017 · dated 18 May 2016 [in force]
ESMA35-43-349 Q&A — MiFID II and MiFIR investor protection topics [in force]…27 of MiFID II Art. 65(6) of the MiFID II Delegated Regulation"],"rowspan":1,"colspan":1,"header":true},{"paragraphs":["4/4/2017"],"rowspan…
Answer by ESMA · not legislation · dated 15 Dec 2023 [in force]
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