Search results for “Art 4(1)(15) MiFID II”
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Showing 10 of 66Searched all 20 acts we hold, Level 1, 2 and 3 as of todayKeyword and semanticRelease 3 Nov 2026
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Article 16(1) to (11);
Joint ESAs Report — Recent Developments in Crypto-Assets (Art. 142 MiCAR) [published]…MiFIR / MiFID, AML, Corep/Finrep, SFTR, EMIR, Solvency II), a unique repository of all benchmarks was built, organised by blocks of thematic analysis, which…
Report by the EBA and ESMA · not legislation · dated 13 Jan 2025 [published]
ESMA74-362-2281 Guideline — Reporting under EMIR [final]…However, the European Commission provides in its FAQ[^15], question II.14 a rationale leading to the consideration that the “concept of undertaking is…
Guidelines by ESMA under Article 16 of Regulation (EU) No 1095/2010 · not legislation · dated 23 Oct 2023 [final]
C(2025) 5052 Guideline — Prohibited practices [final]…and Recital 15 AI Act. [^189]: Recital 34 AI Act. [^190]: Alerts on missing persons (Article 32 of the SIS II decision); Council Decision…
Guidelines by the European Commission · not legislation · dated 29 Jul 2025 [final]
Art 70(3)(b) MiFID II Sanctions for infringementsArticle 23(1) and (2);
Art 70(3)(a) MiFID II Sanctions for infringementsArticle 11(1) and (3);
Art 70(3)(a) MiFID II Sanctions for infringementsArticle 28(1) and (2);
Art 70(3)(b) MiFID II Sanctions for infringementsthe first subparagraph of Article 4(3);
Art 70(3)(b) MiFID II Sanctions for infringementsArticle 11a(1), second subparagraph, first sentence, and Article 11a(1), fourth subparagraph;
Art 1(4)(a) MiFID II ScopeArticle 9(3), Article 14, and Article 16(2), (3) and (6);
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