Search results for “Art 4(1)(15) MiFID II”
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Showing 10 of 66Searched all 20 acts we hold, Level 1, 2 and 3 as of todayKeyword and semanticRelease 3 Nov 2026
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the obligations of the monitoring body pursuant to Article 41(4).
ESMA70-145-1345 Guideline — Reporting, order record keeping and clock synchronisation [final]…As defined in Article 4(1)(15)of MiFID II. [^13]: It should be noted that the reporting requirements are not intended to capture…
Guidelines by ESMA under Article 16 of Regulation (EU) No 1095/2010 · not legislation · "In accordance with Article 16(3) of the ESMA Regulation CAs and financial market participants must make every effort to comply with guidelines and recommendations." · dated 10 Oct 2016 [final]
Art 70(3)(b) MiFID II Sanctions for infringementsArticle 35(1), (2) and (3);
Art 4(5)(b) ToFR Information accompanying transfers of fundsArticle 14(5) of Directive (EU) 2015/849 applies to the payer.
2018/2047 Decision — Equivalence: stock exchanges in Switzerland [no longer in force]**Commission Implementing Decision (EU) 2018/2047 · expired — not in force · OJ L 327, 21.12.2018 · dated 20 Dec 2018 [no longer in…
Commission Implementing Decision (EU) 2018/2047 · expired — not in force · OJ L 327, 21.12.2018 · dated 20 Dec 2018 [no longer in force]
Art 70(3)(b) MiFID II Sanctions for infringementsArticle 29(1) and (2);
Art 36(1)(a) DORA Exercise of the powers of the Lead Overseer outside the Unionin Article 35(1), point (a); and
ESMA70-145-111 Q&A — Market Abuse Regulation (MAR) [in force]…their own orders directly on a trading venue as defined under MiFID II, are indicators to consider a non-financial firm as a person…
Answer by ESMA · not legislation · dated 31 Dec 2023 [in force]
Art 17(3)(b) EMIR Procedure for granting and refusing authorisation40 working days of the confirmation set out in paragraph 2, second subparagraph, point (b), where an application is made under Article 15(1).
EBA Report — Tokenised Deposits [published]…European Parliament and of the Council of 15 May 2014 on markets in financial instruments (MiFID II), OJ L 173, 12.6.2014, p…
Report by the EBA · not legislation [published]
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