2017/2055 — RTS — Cooperation and exchange of information [in force]

If registered:

Firmenbuchnummer (https://www.justiz.gv.at/web2013/html/default/8ab4a8a422985de30122a90fc2ca620b.de.html)

If not registered:

Umsatzsteuer-Identifikations-Nummer (UID-Nummer) (https://www.bmf.gv.at/steuern/selbststaendige-unternehmer/umsatzsteuer/UID-und-ZM.html)

KBO/BCE number (KBO = KruispuntBank van Ondernemingen; BCE = Banque-Carrefour des Entreprises)

http://economie.fgov.be/nl/ondernemingen/KBO/#.VlbmZpYcTcu

KBO/BCE number (KBO, KruispuntBank van Ondernemingen; BCE, Banque-Carrefour des Entreprises)

http://economie.fgov.be/nl/ondernemingen/KBO/#.VlbmZpYcTcu

OIB

(fiscal number; Osobni identifikacijski broj — Personal Identification Number)

11 digits

(10 random digits + 1 check digit)

OIB

(fiscal number; Osobni identifikacijski broj — Personal Identification Number)

11 digits

(10 random digits + 1 check digit)

Tax Identification Number (TIN)

https://ec.europa.eu/taxation_customs/tin/tinByCountry.html

Tax Identification Code (TIC)

https://ec.europa.eu/taxation_customs/tin/tinByCountry.html

For sole proprietorship: Company registration number (CVR number)

For other natural persons than sole proprietorships: Personal registration number (CPR number)

8 digit number in the format 12345678

10 digit number in the format 123456-7890

Local business ID (https://www.ytj.fi/en/index/businessid.html)

or

international VAT number

Local business ID: 7 digits, a dash and a control mark, e.g. 1234567-8

VAT number: 8 digits — e.g. FI12345678

If registered:

Handelsregisternummer (HReg-Nr.) (Commercial Register-number; https://www.handelsregister.de/rp_web/mask.do), incl. place of registration

HRA; HRB; GnR; PR;VR

HRA xxxx

HRB xxxx

GnR xxxx

PR xxxxx

VR xxxx

Choose the applicable format, depending on the (legal) person type, followed by a number with different length

If not registered:

Umsatzsteuer-Identifikationsnummer (USt-IdNr.) (http://www.bzst.de/DE/Steuern_International/USt_Identifikationsnummer/Merkblaetter/Aufbau_USt_IdNr.html?nn=19560)

(VAT-number)

DExxxxxxxxx

followed by a 9 digit number

Tax Identification Number (TIN — ΑΦΜ)

https://ec.europa.eu/taxation_customs/tin/pdf/en/TIN_-_country_sheet_EL_en.pdf

Tax Identification Number (TIN — ΑΦΜ)

https://ec.europa.eu/taxation_customs/tin/pdf/en/TIN_-_country_sheet_EL_en.pdf

Register number of private entrepreneurs

Company registration number for sole proprietorships

Numbers (########);

Numbers (##-##-######)

Company registration number

https://www.cro.ie/

Fiscal code, available on the website of the OAM (Organismo per la Gestione degli Elenchi degli Agenti in Attivita' Finanziaria e dei Mediatori Creditizi):

https://www.organismo-am.it/elenco-agenti-servizi-di-pagamento

If available, the Legal Entity Identifier of the entity, or if not available:

Commercial register number (Handelsregister-Nummer)

Company code from the Register of Legal Entities managed by the Centre of Registers of the Republic of Lithuania (http://www.registrucentras.lt/jar/p_en/);

or

Company registration number:

http://rocsupport.mfsa.com.mt/pages/default.aspx

Identity Card number OR Passport number:

http://www.consilium.europa.eu/prado/en/prado-documents/mlt/all/index.html

6 digits and a capital letter — Example: 034976M

OR

6 digits — e.g. 728349

8 digits

IČO — 00 000 000

Company Registration Number (IČO) is assigned to legal persons and entrepreneurs

http://slovak.statistics.sk/wps/portal/ext/Databases/register_organizacii/!ut/p/b1/jY7RCoIwGEafKPfPqdsuV-BcLGnJlu0mLCKEpl1E0dtn0m3Wd_fBOXCQRzXyXXNvz82t7bvm8v4-2zu9ZvM5FsCwo6DyyiTGrrA06QDsBmAhRZFQDcC0TEGJwm64IQQE-c-HLxPwy18i3x5C9DiGCKKE4pRzChnlLOYEbZEffWGMqbRzIF2cgyJYQmktQE4_wFT_CEwElkUfTugabP2s1OwFKhgzhg!!/dl4/d5/L2dBISEvZ0FBIS9nQSEh/

8 digits

IČO — 00 000 000

LEI code

In absence:

NIF (‘Número de Identificación Fiscal’) a.k.a tax identification number.

Further information about the structure of the tax ID number is available at the following links:

NIF (Legal Entities):

http://www.agenciatributaria.es/AEAT.internet/Inicio_es_ES/La_Agencia_Tributaria/Campanas/Censos__NIF_y_domicilio_fiscal/Empresas_y_profesionales__Declaracion_censal__Modelos_036_y_037/Informacion/NIF_de_personas_juridicas_y_entidades.shtml

It is composed of 20 characters as follows:

Characters 1-4: A 4-character prefix allocated uniquely to each LOU (Local Operating Unit).

Characters 5-6: 2 reserved characters set to zero.

Characters 7-18: Entity-specific part of the code generated and assigned by LOUs according to transparent, sound and robust allocation policies.

Characters 19-20: Two check digits as described in the ISO 17442 standard.

It is composed of 9 characters as follows:

a) A letter providing information on its legal form:

A. Corporations.

B. Limited liability companies.

C. General partnerships

D. Limited partnerships

E. Co-ownerships and inheritances in abeyance

F. Cooperatives

G. Associations

H. Homeowners communities

J. Civil corporations

N. Foreign entities

P. Local government

Q. Public organisms

R. Religious congregations and institutions

S. Central government and autonomous regions bodies

U. Joint ventures with legal personality

V. Others not defined in the preceding list

W. Permanent establishments settled by non-resident entities

b) A random number of 7 digits.

c) A letter or a number, depending on legal form (check code).

NIF (‘Número de Identificación Fiscal’), or tax identification number.

For Non-Resident Spanish Individuals, for Spanish Individuals under 14 and for Non-Resident Foreign Individuals doing transactions with tax transcendence:

For Foreign Individuals: NIE (‘Número de Identidad de Extranjero’).

Further information about the structure of the tax ID number is available at the following links:

NIF (Individuals) and NIE:

http://www.agenciatributaria.es/AEAT.internet/Inicio_es_ES/La_Agencia_Tributaria/Campanas/Censos__NIF_y_domicilio_fiscal/Ciudadanos/Informacion/NIF_de_personas_fisicas.shtml

It is composed of 9 characters:

8 digits and a final letter as check code at the end.

It is composed of a letter (‘L’ for Spanish Non-Residents, ‘K’ for under 14 and ‘M’ for Non-Resident Foreigners),

7 alphanumeric characters and a letter (check control)

It is composed of 9 characters: an initial letter, ‘X’, followed by 7 digits, and a final letter as check code.

Having exhausted the numerical capacity of the letter ‘X’, the sequence will be continued in alphabetical order (first with ‘Y’ and then ‘Z’).

Tax Identification Number (TIN)

https://ec.europa.eu/taxation_customs/tin/pdf/en/TIN_-_country_sheet_UK_en.pdf

Tax Identification Number (TIN)

https://ec.europa.eu/taxation_customs/tin/pdf/en/TIN_-_country_sheet_UK_en.pdf

□First application

□Change to previous application

□End of business activity/cessation

□Payment Institution

□E-Money Institution

1. □Services enabling cash to be placed on a payment account as well as all the operations required for operating a payment account

2. □Services enabling cash withdrawals from a payment account as well as all the operations required for operating a payment account

3. Execution of payment transactions, including transfers of funds on a payment account with the user's payment provider or with another payment service provider:

a) execution of direct debits, including one-off direct debits□

b) execution of payment transactions through a payment card or a similar device□

c) execution of credit transfers, including standing orders□

4. Execution of payment transactions where the funds are covered by a credit line for a payment service user:

a) execution of direct debits, including one-off direct debits□

b) execution of payment transactions through a payment card or a similar device□

c) execution of credit transfers, including standing orders□

Including granting of credit in accordance with Article 18(4) of Directive (EU) 2015/2366:□yes□no

5. □Issuing of payment instruments

□Acquiring of payment transactions

Including granting of credit in accordance with Article 18(4) of Directive (EU) 2015/2366:□yes□no

6. □Money remittance

7. □Payment initiation services

8. □Account information services

□Issuing of electronic money

□Distribution and/or Redemption of electronic money

Business plan, which demonstrates that the branch is able to employ the appropriate and proportionate systems, resources and procedures to operate soundly in the host Member State, comprising:

a. main objectives and business strategy of the branch and an explanation of how the branch will contribute to the strategy of the institution and, where applicable, of its group;

b. a forecast budget calculation for the first three complete financial years.

Governance arrangements and internal control mechanisms, comprising the following items:

a. description of the governance structure of the branch, including functional and legal reporting lines and the position and role of the branch within the corporate structure of the institution and, where applicable, of its group;

b. description of internal control mechanisms of the branch, including the following items:

i. internal risk control procedures of the branch, the link with the internal risk control procedure of the payment institution/e-money institution, and where applicable, of its group;

ii. details of the internal audit arrangements of the branch;

iii. details of the anti-money laundering procedures to be adopted by the branch in the host Member State, under Directive (EU) 2015/849.

In case of outsourcing of operational functions of payment/e-money services:

a. Name and address of the entity to which operational functions are to be outsourced;

b. Contact details (email and telephone number) of a contact person within the entity to which operational functions are to be outsourced;

c. Type and exhaustive description of the operational functions outsourced.

□First application

□Change to previous application

□Additional agents

□Agent deactivation

□Right of establishment

□Freedom to provide services, based on the following circumstances:

...

...

...

□Payment Institution

□E-Money Institution

Agent details:

a. If legal person:

i. Name

ii. Registered address(es)

iii. Unique identification number in the format of the Member State where the agent is located as specified in Annex I (where applicable)

iv. Legal Entity Identifier (LEI) of the agent (where available)

v. Telephone number

vi. Email

vii. Name, place and date of birth of legal representatives

b. If natural person:

i. Name, date and place of birth

ii. Registered business address(es)

iii. Unique identification number in the format of the Member State where the agent is located as specified in Annex I (where applicable)

iv. Telephone number

v. Email

If under the right of establishment, central contact point, if already appointed and/or required by the host authorities in accordance with Article 29(4) of Directive (EU) 2015/2366:

a. Name of representative

b. Address

c. Telephone number

d. Email

1. □Services enabling cash to be placed on a payment account as well as all the operations required for operating a payment account

2. □Services enabling cash withdrawals from a payment account as well as all the operations required for operating a payment account

3. Execution of payment transactions, including transfers of funds on a payment account with the user's payment provider or with another payment service provider:

a) execution of direct debits, including one-off direct debits□

b) execution of payment transactions through a payment card or a similar device□

c) execution of credit transfers, including standing orders□

4. Execution of payment transactions where the funds are covered by a credit line for a payment service user:

a) execution of direct debits, including one-off direct debits□

b) execution of payment transactions through a payment card or a similar device□

c) execution of credit transfers, including standing orders□

Including granting of credit in accordance with Article 18(4) of Directive (EU) 2015/2366:□yes□no

5. □Issuing of payment instruments

□Acquiring of payment transactions

Including granting of credit in accordance with Article 18(4) of Directive (EU) 2015/2366:□yes□no

6. □Money remittance

7. □Payment initiation services

8. □Account information services

a. □Evidence gathered by the Payment Institution attesting that directors and persons responsible for the management of the agent to be used in the provision of payment services are fit and proper persons.

b. □Actions taken by the competent authority in the home Member State pursuant to Article 19(3) of Directive (EU) 2015/2366 to verify the information provided by the payment institution.

In case of outsourcing of operational functions of payment/e-money services:

a. Name and address of the entity to which operational functions are to be outsourced

b. Contact details (email and telephone number) of a contact person within the entity to which operational functions are to be outsourced

c. Type and exhaustive description of the operational functions outsourced

□First application

□Change to previous application

□Additional distributors

□Distributor deactivation

□Right of establishment

□Freedom to provide services, based on the following circumstances:

...

...

...

Distributor details:

a. If legal person:

i. Name

ii. Registered Address(es)

iii. Unique identification number in the format of the Member State where the distributor is located as specified in Annex I (where applicable)

iv. Legal Entity Identifier (LEI) of the distributor (where available)

v. Telephone number

vi. Email

vii. Name, place and date of birth of legal representatives

b. If natural person:

i. Name, date and place of birth

ii. Registered Business address(es)

iii. Unique identification number in the format of the Member State where the distributor is located as specified in Annex I (where applicable)

iv. Telephone number

v. Email

□Distribution

□Redemption of electronic money

In case of outsourcing of operational functions of e-money services:

a. Name and address of the entity to which operational functions are to be outsourced

b. Contact details (email and telephone number) of a contact person within the entity to which operational functions are to be outsourced

c. Type and exhaustive description of the operational functions outsourced

□First application

□Change to previous application

□End of business activity/cessation

□Payment Institution

□E-Money Institution

1. □Services enabling cash to be placed on a payment account as well as all the operations required for operating a payment account

2. □Services enabling cash withdrawals from a payment account as well as all the operations required for operating a payment account

3. Execution of payment transactions, including transfers of funds on a payment account with the user's payment provider or with another payment service provider:

a) execution of direct debits, including one-off direct debits□

b) execution of payment transactions through a payment card or a similar device□

c) execution of credit transfers, including standing orders□

4. Execution of payment transactions where the funds are covered by a credit line for a payment service user:

a) execution of direct debits, including one-off direct debits□

b) execution of payment transactions through a payment card or a similar device□

c) execution of credit transfers, including standing orders□

Including granting of credit in accordance with Article 18(4) of Directive (EU) 2015/2366:□yes□no

5. □Issuing of payment instruments

□Acquiring of payment transactions

Including granting of credit in accordance with Article 18(4) of Directive (EU) 2015/2366:□yes□no

6. □Money remittance

7. □Payment initiation services

8. □Account information services

□Issuing of electronic money

□Distribution and/or Redemption of electronic money

In case of outsourcing of operational functions of payment/e-money services:

a. Name and address of the entity to which operational functions are to be outsourced

b. Contact details (email and telephone number) of a contact person within the entity to which operational functions are to be outsourced

c. Type and exhaustive description of the operational functions outsourced

□Payment Institution

□E-Money Institution

□Branch

□Agent

□Distributor

a. If legal person:

i. Name

ii. Unique identification number in the format of the Member State where the agent/distributor is located as specified in Annex I (where applicable)

iii. Legal Entity Identifier (LEI) of the agent/distributor (where available)

iv. Telephone number

b. If natural person:

i. Name, date and place of birth

ii. Unique identification number in the format of the Member State where the agent/distributor is located as specified in Annex I (where applicable)