Map of the law — MiFID II
96 links on 23 Mar 2023 · 1 with no start date held · Level 1, 2 and 3 · release a4f2a049
Showing 96 of 96Release 1 Nov 2026Details
- Coverage
- 96 links to MiFID II held for 23 March 2023. For 1 of them no start date is held; they are shown on every date on which their source document is in force. 4 more come from documents not in force on that date and are not shown. MiFID II: every English consolidation from 23 Mar 2023. Older wording is not held and is not replaced by any other text. Not covered: national guidance, court decisions.
- Freshness
- Release a4f2a049 published 1 Nov 2026, 17:41 CET.
- Shown
- All 96 links.
- Failures
- None.
- Incomplete
- No.
Filters · Level 2 + Level 3 · Implements + Explains · 23 Mar 2023
Links as of 23 Mar 2023 see the map as it stood on any date
All links as a table (96)
| Article | Level | Document | Link type | From | Until |
|---|---|---|---|---|---|
| Article 2 | Level 2 | 2017/565 Delegated act — Organisational requirements and operating conditions [in force] binding | Implements | 20 Apr 2017 | — |
| Article 2 | Level 2 | 2021/1833 Delegated act — When an activity is ancillary to the main business [in force] binding | Implements | 9 Nov 2021 | — |
| Article 4 | Level 2 | 2017/565 Delegated act — Organisational requirements and operating conditions [in force] binding | Implements | 20 Apr 2017 | — |
| Article 4 | Level 2 | 2017/2294 Delegated act — Amending 2017/565 as regards systematic internalisers [in force] binding | Implements | 14 Dec 2017 | — |
| Article 4 | Level 2 | 2019/1011 Delegated act — Amending 2017/565 as regards SME growth markets [in force] binding | Implements | 22 Jun 2019 | — |
| Article 4 | Level 3 | ESMA Q&A 1216 Q&A — Correct classification of Investment Services [Question Rejected] not legislation | Explains | No start date held | — |
| Article 7 | Level 2 | 2017/1943 RTS — Authorisation of investment firms [in force] binding | Implements | 15 Nov 2017 | — |
| Article 7 | Level 2 | 2017/1945 ITS — Notifications by and to applicant and authorised investment firms [in force] binding | Implements | 15 Nov 2017 | — |
| Article 9 | Level 3 | ESMA35-36-2319 Guideline — Suitability of management body and key function holders [final] not legislation | Explains | 2 Jul 2021 | — |
| Article 12 | Level 2 | 2017/1944 ITS — Standard forms for the consultation process [in force] binding | Implements | 15 Nov 2017 | — |
| Article 12 | Level 2 | 2017/1946 RTS — Information to be included by proposed acquirers [in force] binding | Implements | 15 Nov 2017 | — |
| Article 16 | Level 2 | 2017/565 Delegated act — Organisational requirements and operating conditions [in force] binding | Implements | 20 Apr 2017 | — |
| Article 16 | Level 2 | 2017/593 Delegated act — Safeguarding of financial instruments and funds [in force] binding | Implements | 20 Apr 2017 | — |
| Article 16 | Level 2 | 2021/1253 Delegated act — Amending 2017/565 as regards sustainability factors [in force] binding | Implements | 22 Aug 2021 | — |
| Article 16 | Level 2 | 2021/1254 Delegated act — Correcting 2017/565 [in force] binding | Implements | 22 Aug 2021 | — |
| Article 16 | Level 2 | 2021/1269 Delegated act — Amending 2017/593 as regards sustainability factors [in force] binding | Implements | 22 Aug 2021 | — |
| Article 16 | Level 3 | ESMA35-36-1952 Guideline — MiFID II compliance function requirements [final] not legislation | Explains | 6 Apr 2021 | — |
| Article 17 | Level 2 | 2017/578 RTS — Requirements on market making agreements and schemes [in force] binding | Implements | 20 Apr 2017 | — |
| Article 17 | Level 2 | 2017/589 RTS — Investment firms engaged in algorithmic trading [in force] binding | Implements | 20 Apr 2017 | — |
| Article 18 | Level 2 | 2016/824 ITS — Description of the functioning of multilateral trading facilities [in force] binding | Implements | 15 Jun 2016 | — |
| Article 23 | Level 2 | 2017/565 Delegated act — Organisational requirements and operating conditions [in force] binding | Implements | 20 Apr 2017 | — |
| Article 24 | Level 2 | 2017/565 Delegated act — Organisational requirements and operating conditions [in force] binding | Implements | 20 Apr 2017 | — |
| Article 24 | Level 2 | 2017/593 Delegated act — Safeguarding of financial instruments and funds [in force] binding | Implements | 20 Apr 2017 | — |
| Article 24 | Level 2 | 2021/1253 Delegated act — Amending 2017/565 as regards sustainability factors [in force] binding | Implements | 22 Aug 2021 | — |
| Article 24 | Level 2 | 2021/1269 Delegated act — Amending 2017/593 as regards sustainability factors [in force] binding | Implements | 22 Aug 2021 | — |
| Article 24 | Level 3 | ESMA35-43-1968 Guideline — Cross-selling practices under MiFID II [final] not legislation | Explains | 11 Jul 2016 | — |
| Article 25 | Level 2 | 2017/565 Delegated act — Organisational requirements and operating conditions [in force] binding | Implements | 20 Apr 2017 | — |
| Article 25 | Level 2 | 2017/2318 Decision — Equivalence of legal and supervisory framework in Australia [in force] binding | Implements | 15 Dec 2017 | — |
| Article 25 | Level 2 | 2017/2319 Decision — Equivalence: recognised exchange companies in Hong Kong [in force] binding | Implements | 15 Dec 2017 | — |
| Article 25 | Level 2 | 2017/2320 Decision — Equivalence: the United States of America [in force] binding | Implements | 15 Dec 2017 | — |
| Article 25 | Level 2 | 2021/1253 Delegated act — Amending 2017/565 as regards sustainability factors [in force] binding | Implements | 22 Aug 2021 | — |
| Article 25 | Level 3 | ESMA35-43-1957 Guideline — Complex debt instruments and structured deposits [final] not legislation | Explains | 4 Feb 2016 | — |
| Article 25 | Level 3 | ESMA35-43-2183 Guideline — Assessment of knowledge and competence (MiFID II) [final] not legislation | Explains | 3 Jan 2017 | — |
| Article 25 | Level 3 | ESMA35-43-3006 Guideline — MiFID II appropriateness and execution-only requirements [final] not legislation | Explains | 12 Apr 2022 | — |
| Article 25 | Level 3 | ESMA70-145-1345 Guideline — Reporting, order record keeping and clock synchronisation [final] not legislation | Explains | 10 Oct 2016 | — |
| Article 27 | Level 2 | 2017/565 Delegated act — Organisational requirements and operating conditions [in force] binding | Implements | 20 Apr 2017 | — |
| Article 27 | Level 2 | 2017/575 RTS — Data to be published by execution venues on quality of execution [in force] binding | Implements | 20 Apr 2017 | — |
| Article 27 | Level 2 | 2017/576 RTS — Annual publication on the identity of execution venues [in force] binding | Implements | 20 Apr 2017 | — |
| Article 27 | Level 2 | 2021/1254 Delegated act — Correcting 2017/565 [in force] binding | Implements | 22 Aug 2021 | — |
| Article 28 | Level 2 | 2017/565 Delegated act — Organisational requirements and operating conditions [in force] binding | Implements | 20 Apr 2017 | — |
| Article 30 | Level 2 | 2017/565 Delegated act — Organisational requirements and operating conditions [in force] binding | Implements | 20 Apr 2017 | — |
| Article 31 | Level 2 | 2017/565 Delegated act — Organisational requirements and operating conditions [in force] binding | Implements | 20 Apr 2017 | — |
| Article 32 | Level 2 | 2017/565 Delegated act — Organisational requirements and operating conditions [in force] binding | Implements | 20 Apr 2017 | — |
| Article 32 | Level 2 | 2017/569 RTS — Suspension and removal of financial instruments from trading [in force] binding | Implements | 20 Apr 2017 | — |
| Article 32 | Level 2 | 2017/1005 ITS — Format and timing of the communications [in force] binding | Implements | 6 Jul 2017 | — |
| Article 33 | Level 2 | 2017/565 Delegated act — Organisational requirements and operating conditions [in force] binding | Implements | 20 Apr 2017 | — |
| Article 33 | Level 2 | 2019/1011 Delegated act — Amending 2017/565 as regards SME growth markets [in force] binding | Implements | 22 Jun 2019 | — |
| Article 34 | Level 2 | 2017/1018 RTS — Information to be notified [in force] binding | Implements | 7 Jul 2017 | — |
| Article 34 | Level 2 | 2017/2382 ITS — Standard forms for the transmission of information [in force] binding | Implements | 21 Dec 2017 | — |
| Article 34 | Level 2 | 2022/1407 ITS — Correcting certain language versions [in force] binding | Implements | 7 Sep 2022 | — |
| Article 35 | Level 2 | 2017/1018 RTS — Information to be notified [in force] binding | Implements | 7 Jul 2017 | — |
| Article 35 | Level 2 | 2017/2382 ITS — Standard forms for the transmission of information [in force] binding | Implements | 21 Dec 2017 | — |
| Article 35 | Level 2 | 2022/1407 ITS — Correcting certain language versions [in force] binding | Implements | 7 Sep 2022 | — |
| Article 35 | Level 2 | 2022/2402 RTS — Correcting certain language versions of 2017/1018 [in force] binding | Implements | 29 Dec 2022 | — |
| Article 41 | Level 2 | 2022/1220 ITS — Format in which branches of third-country firms have to report [in force] binding | Implements | 4 Aug 2022 | — |
| Article 45 | Level 3 | ESMA70-154-271 Guideline — Management body of market operators and DRSPs [final] not legislation | Explains | 28 Sep 2017 | — |
| Article 48 | Level 2 | 2017/566 RTS — Ratio of unexecuted orders to transactions [in force] binding | Implements | 20 Apr 2017 | — |
| Article 48 | Level 2 | 2017/570 RTS — Determination of a material market in terms of liquidity [in force] binding | Implements | 20 Apr 2017 | — |
| Article 48 | Level 2 | 2017/573 RTS — Fair and non-discriminatory co-location services and fee structures [in force] binding | Implements | 20 Apr 2017 | — |
| Article 48 | Level 2 | 2017/578 RTS — Requirements on market making agreements and schemes [in force] binding | Implements | 20 Apr 2017 | — |
| Article 48 | Level 2 | 2017/584 RTS — Organisational requirements of trading venues [in force] binding | Implements | 20 Apr 2017 | — |
| Article 48 | Level 3 | ESMA70-872942901-63 Guideline — Calibration of circuit breakers and trading halts [final] not legislation | Explains | 6 Apr 2017 | — |
| Article 49 | Level 2 | 2017/588 RTS — Tick size regime [in force] binding | Implements | 20 Apr 2017 | — |
| Article 49 | Level 2 | 2019/443 Delegated act — Amending 2017/588 as regards the average daily number [in force] binding | Implements | 9 Apr 2019 | — |
| Article 50 | Level 2 | 2017/574 RTS — Level of accuracy of business clocks binding | Implements | 7 Jun 2016 | — |
| Article 50 | Level 3 | ESMA70-145-1345 Guideline — Reporting, order record keeping and clock synchronisation [final] not legislation | Explains | 10 Oct 2016 | — |
| Article 51 | Level 2 | 2017/568 RTS — Admission of financial instruments to trading on regulated markets [in force] binding | Implements | 20 Apr 2017 | — |
| Article 52 | Level 2 | 2017/565 Delegated act — Organisational requirements and operating conditions [in force] binding | Implements | 20 Apr 2017 | — |
| Article 52 | Level 2 | 2017/569 RTS — Suspension and removal of financial instruments from trading [in force] binding | Implements | 20 Apr 2017 | — |
| Article 52 | Level 2 | 2017/1005 ITS — Format and timing of the communications [in force] binding | Implements | 6 Jul 2017 | — |
| Article 54 | Level 2 | 2017/565 Delegated act — Organisational requirements and operating conditions [in force] binding | Implements | 20 Apr 2017 | — |
| Article 57 | Level 2 | 2022/1299 RTS — Content of position management controls by trading venues [in force] binding | Implements | 15 Aug 2022 | — |
| Article 57 | Level 2 | 2022/1302 RTS — Application of position limits to commodity derivatives [in force] binding | Implements | 15 Aug 2022 | — |
| Article 58 | Level 2 | 2017/565 Delegated act — Organisational requirements and operating conditions [in force] binding | Implements | 20 Apr 2017 | — |
| Article 58 | Level 2 | 2017/953 ITS — Format and the timing of position reports by investment firms [in force] binding | Implements | 27 Jun 2017 | — |
| Article 58 | Level 2 | 2017/1093 ITS — Format of position reports [in force] binding | Implements | 11 Jul 2017 | — |
| Article 58 | Level 2 | 2021/527 Delegated act — Amending 2017/565 as regards weekly position reporting [in force] binding | Implements | 29 Mar 2021 | — |
| Article 58 | Level 2 | 2022/1300 ITS — Format of position reports [in force] binding | Implements | 15 Aug 2022 | — |
| Article 61 | Level 2 | 2017/571 RTS — Authorisation of data reporting services providers binding | Implements | 2 Jun 2016 | — |
| Article 61 | Level 2 | 2017/1110 ITS — Forms for data reporting services providers binding | Implements | 22 Jun 2017 | — |
| Article 63 | Level 3 | ESMA70-154-271 Guideline — Management body of market operators and DRSPs [final] not legislation | Explains | 28 Sep 2017 | — |
| Article 64 | Level 2 | 2017/565 Delegated act — Organisational requirements and operating conditions [in force] binding | Implements | 20 Apr 2017 | — |
| Article 64 | Level 2 | 2017/571 RTS — Authorisation of data reporting services providers binding | Implements | 2 Jun 2016 | — |
| Article 64 | Level 3 | ESMA70-156-4263 Guideline — MiFID II/MiFIR obligations on market data [final] not legislation | Explains | 18 Aug 2021 | — |
| Article 65 | Level 2 | 2017/565 Delegated act — Organisational requirements and operating conditions [in force] binding | Implements | 20 Apr 2017 | — |
| Article 65 | Level 2 | 2017/571 RTS — Authorisation of data reporting services providers binding | Implements | 2 Jun 2016 | — |
| Article 65 | Level 2 | 2018/63 RTS — Authorisation of data reporting services providers binding | Implements | 26 Sep 2017 | — |
| Article 65 | Level 3 | ESMA70-156-4263 Guideline — MiFID II/MiFIR obligations on market data [final] not legislation | Explains | 18 Aug 2021 | — |
| Article 66 | Level 2 | 2017/571 RTS — Authorisation of data reporting services providers binding | Implements | 2 Jun 2016 | — |
| Article 71 | Level 2 | 2017/1111 ITS — Forms for submitting information on sanctions and measures [in force] binding | Implements | 13 Jul 2017 | — |
| Article 79 | Level 2 | 2017/565 Delegated act — Organisational requirements and operating conditions [in force] binding | Implements | 20 Apr 2017 | — |
| Article 79 | Level 2 | 2017/988 ITS — Standard forms for cooperation arrangements [in force] binding | Implements | 3 Jul 2017 | — |
| Article 80 | Level 2 | 2017/586 RTS — Exchange of information between competent authorities [in force] binding | Implements | 20 Apr 2017 | — |
| Article 80 | Level 2 | 2017/980 ITS — Standard forms for cooperation in supervisory activities [in force] binding | Implements | 30 Jun 2017 | — |
| Article 81 | Level 2 | 2017/980 ITS — Standard forms for cooperation in supervisory activities [in force] binding | Implements | 30 Jun 2017 | — |
| Article 84 | Level 2 | 2017/981 ITS — Standard forms for the consultation of other competent authorities [in force] binding | Implements | 30 Jun 2017 | — |