MiFID II › Level 3 › Q&A › ESMA
ESMA Q&A 2919 — Q&A — Extraterritorirality [Forwarded to EC/Public Consultation/Other]
Financial servicesLevel 3Q&AMiFID IIStage: ForwardedOfficial source
Extraterritorirality of investor protection rules under MiFID II
Question
Do rules on investor protection set out in Directive 2014/65/ EU on markets in financial instruments (MiFID II) apply to investment firms, based and authorised in the EU, when they provide investment services to clients outside the EU?
Source: ESMA original document