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ESMA Q&A 1810 — Q&A — Post-sale reporting [Answer Published]
Financial servicesLevel 3Q&AMiFID IIAnsweredOfficial source
Post-sale reporting
Question
Does the obligation in Article 62(1) of Commission Delegated Regulation (EU) 2017/565 to report on the overall value of a client’s portfolio depreciating by a 10% threshold on a particular business day apply only to retail clients?
Answer
[ESMA 35-43-349 MiFID II Q&As on Investor protection Ch. 8, question 10]
No. The obligation in Article 62(1) of Commission Delegated Regulation (EU) 2017/565 relates to retail and professional clients.
Source: ESMA original document