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In this act Article 16 of 22
Text as of 6 Feb 2018 · Consolidated version of 6 February 2018 · Same wording as today’s text.Today’s text

Article 16 — Identification of original and duplicative trade reports in shares, depositary receipts, ETFs, certificates and other similar financial instruments

Financial servicesLevel 2RTSMiFID IIIn forceOfficial source

16(1)

1.Where an APA publishes a trade report which is a duplicate, it shall insert the code ‘DUPL’ in a reprint field to enable recipients of the data to differentiate between the original trade report and any duplicates of that report.

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16(2)

2.For the purposes of paragraph 1, an APA shall require each investment firm to comply with one of the following conditions:

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16(2)(a)
(a)to certify that it only reports transactions in a particular financial instrument through that APA;
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16(2)(b)
(b)to use an identification mechanism which flags one report as the original one (‘ORGN’), and all other reports of the same transaction as duplicates (‘DUPL’).
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