Article 69 — Supervisory powers — compare
Showing 4 of 4Release 1 Nov 2026Details
- Coverage
- MiFID II: every English consolidation from 23 Mar 2023. Older wording is not held and is not replaced by any other text. Not covered: national guidance, court decisions.
- Freshness
- Release a4f2a049 published 1 Nov 2026, 17:41 CET. This article checked word for word against EUR-Lex on 26 Oct 2026.
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- Showing 4 of 4
- Failures
- None.
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- No.
- From
- 23 March 2023 · Consolidated version of 23 March 2023 · Checked against EUR-Lex on 26 Oct 2026 · Official source
- To
- 2 November 2026 · Consolidated version of 6 June 2026 · Checked against EUR-Lex on 26 Oct 2026 · Official source
69(2)(u)
(u)require the removal of a natural person from the management board of an investment firm or market operator.;
69(2)(v)
(v)take all necessary measures to verify that investment firms have in place organisational arrangements to ensure that the issuer-sponsored research that they produce or distribute complies with the EU code of conduct for issuer-sponsored research;
69(2)(w)
(w)suspend the distribution by investment firms of any issuer-sponsored research not produced in compliance with the EU code of conduct for issuer-sponsored research;
69(2)(x)
(x)where a research labelled as ‘issuer-sponsored research’ and distributed by an investment firm, is not produced in compliance with the EU code of conduct for issuer-sponsored research, issue warnings to inform the public that that research is not produced in compliance with the EU code of conduct for issuer-sponsored research.