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In this act Article 10 of 28
Text as of 27 Oct 2022 · Consolidated version of 29 April 2024 · Same wording as today’s text.Today’s text

Article 10 — Staffing policies and procedures

Financial servicesLevel 2RTSEMIRIn forceOfficial source

An application for registration as a trade repository shall contain the following policies and procedures:

10(a)
(a)a copy of the remuneration policy for the senior management, board members and the staff employed in risk and control functions of the applicant;
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10(b)
(b)a description of the measures put in place by the applicant to mitigate the risk of over-reliance on any individual employees.
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