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ESMA Q&A 2456 — Q&A — Clarification on DORA Compliance for Intra-Group [Question Rejected]

Financial servicesLevel 3Q&ADORARejectedOfficial source

Clarification on DORA Compliance for Intra-Group providers

Question

Can you confirm our understanding of the DORA law: an intra-group entity providing services to a financial entity is subject to the same obligations as a non-critical third-party provider. This includes requirements related to contractual arrangements, provisions for critical functions, exit strategies and termination conditions, information registry, reporting to competent authorities, and pre-contractual assessments. Additionally, if the services involve critical or important functions, further requirements apply, such as TLPT tests and audits by competent authorities.


Source: ESMA original document