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ESMA Q&A 790 — Q&A — DLT MTF [Answer Published]

Financial servicesLevel 3Q&ADLT PilotAnsweredOfficial source

DLT MTF

Question

How should a DLT MTF populate Field 1 of RTS 24 “Identification of the entity which submitted the order” when an order is submitted by a natural person non eligible for an LEI?


Answer

As natural persons are not eligible for LEIs, Field 1 should be populated with the LEI of the DLT MTF and the National ID of the natural person should be provided in Field 5 of RTS 24.

[DLT Order Recording Keeping Q&A1]


Source: ESMA original document