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Delegated Regulation (EU) 2025/1143 · binding · OJ L, 2025/1143, 3.11.2025 · dated 12 Jun 2025 [in force]","attribution":{"prepared_by":"European Commission","published_by":"Publications Office of the EU","published_in":"Official Journal of the European Union","document_type":"delegated_regulation","legal_nature":"binding_adopted","addressees":"not stated in the document","dates":{"document_date":"2025-06-12","published_on":"2025-11-03","entry_into_force":"2025-11-23","locators":{"document_date":"CELLAR 32025R1143 work_date_document","published_on":"CELLAR 32025R1143 official-journal-act_date_publication","entry_into_force":"CELLAR 32025R1143 resource_legal_date_entry-into-force (earliest)"}},"adoption":null},"context":{"act":{"work_id":"spaces/mifir/level-2/rts/2025-1143-commission-delegated-regulation-eu-2025-1143-of-12-june","path":"/mifir/level-2/rts/2025-1143-commission-delegated-regulation-eu-2025-1143-of-12-june","name":"Commission Delegated Regulation (EU) 2025/1143","number":"2025/1143","celex":"32025R1143","title_official":"COMMISSION DELEGATED REGULATION (EU) 2025/1143 of 12 June 2025 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation and organisational requirements for approved publication arrangements and approved reporting mechanisms, and on the authorisation requirements for consolidated tape providers, and repealing Commission Delegated Regulation (EU) 2017/571 (Text with EEA relevance)","document_date":"2025-06-12"},"position":{"kind":"article","key":"4","index":4,"articles":32,"annexes":0},"prev":{"path":"/mifir/level-2/rts/2025-1143-commission-delegated-regulation-eu-2025-1143-of-12-june/articles/3","key":"3","title":"Article 3 — Information on ownership (Article 27d(1) of Regulation (EU) No 600/2014)"},"next":{"path":"/mifir/level-2/rts/2025-1143-commission-delegated-regulation-eu-2025-1143-of-12-june/articles/5","key":"5","title":"Article 5 — Information on the members of the management body (Article 27f(2) of Regulation (EU) No 600/2014)"},"act_anchor":"#art-4"}},"provenance":{"official_url":"https://eur-lex.europa.eu/eli/reg_del/2025/1143/oj/eng","check":{"result":"matched","checked_at":"2026-10-26","against":"EUR-Lex"},"repo_path":"spaces/mifir/level-2/rts/2025-1143-commission-delegated-regulation-eu-2025-1143-of-12-june.md","unit_text_sha256":"3da6cb0ae1bb583c92057c5b093f74c41060bc26d3d837a01154dd9fe5dc5b12","note":"the unit is a byte-exact part of the act page, whose check record covers it"},"unit":{"locator":"spaces/mifir/level-2/rts/2025-1143-commission-delegated-regulation-eu-2025-1143-of-12-june/art-4","kind":"article","key":"4","heading":"Article 4 — Information on corporate governance (Article 27d(1) of Regulation (EU) No 600/2014)","text":"## <a id=\"art-4\"></a>Article 4 — Information on corporate governance (Article 27d(1) of Regulation (EU) No 600/2014)\n\n1. <a id=\"art-4-p-1\"></a>An applicant seeking authorisation to operate an APA or an ARM pursuant to Article 27d of Regulation (EU) No 600/2014 shall include in its application for authorisation information on the internal corporate governance policies and the procedures which govern its management body, senior management, and, where established, committees.\n1. <a id=\"art-4-p-2\"></a>The information set out in paragraph 1 shall include:\n\n    <a id=\"art-4-p-2-a\"></a>**(a)** a description of the processes for selection, appointment, performance evaluation and removal of senior management and members of the management body;\n\n    <a id=\"art-4-p-2-b\"></a>**(b)** a description of the reporting lines and the frequency of reporting to the senior management and the management body;\n\n    <a id=\"art-4-p-2-c\"></a>**(c)** a description of the policies and procedures on access to documents by members of the management body.\n\n","marks":[],"text_hash":"3da6cb0ae1bb583c92057c5b093f74c41060bc26d3d837a01154dd9fe5dc5b12","revision":1}}