{"release":{"id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","published":"2026-11-01T16:41:30Z","pinned":false},"limits":{"coverage":{"history":"current_only","held_since":"2026-10-26","gaps":[],"covered":["2017/590 — RTS — Reporting of transactions to competent authorities [in force] L2"],"not_covered":["national guidance","court decisions"]},"freshness":{"release_id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","release_published":"2026-11-01T16:41:30Z","checked_at":"2026-10-26","checked_against":"EUR-Lex"},"truncation":null,"failures":[],"incomplete":[]},"page":{"path":"/mifir/level-2/rts/2017-590-the-reporting-of-transactions-to-competent-authorities/articles/11","url":"https://www.headlesslaw.com/mifir/level-2/rts/2017-590-the-reporting-of-transactions-to-competent-authorities/articles/11","title":"Article 11 — Designation to identify a short sale","family":"l2_unit_view","work_id":"spaces/mifir/level-2/rts/2017-590-the-reporting-of-transactions-to-competent-authorities","view_of":"/mifir/level-2/rts/2017-590-the-reporting-of-transactions-to-competent-authorities","status":"in_force","force_status":"in_force","date_state":"current","requested_date":null,"as_of":"2026-11-01","applies_from":null,"application":null,"version_label":"Commission Delegated Regulation (EU) 2017/590, OJ L 87, 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Delegated Regulation (EU) 2017/590 · binding · OJ L 87, 31.3.2017 · dated 28 Jul 2016 [in force]","attribution":{"prepared_by":"European Commission","published_by":"Publications Office of the EU","published_in":"Official Journal of the European Union","document_type":"delegated_regulation","legal_nature":"binding_adopted","addressees":"not stated in the document","dates":{"document_date":"2016-07-28","entry_into_force":"2017-04-20","locators":{"document_date":"CELLAR 32017R0590 work_date_document","entry_into_force":"CELLAR 32017R0590 resource_legal_date_entry-into-force (earliest on or after the document date)"}},"adoption":null},"context":{"act":{"work_id":"spaces/mifir/level-2/rts/2017-590-the-reporting-of-transactions-to-competent-authorities","path":"/mifir/level-2/rts/2017-590-the-reporting-of-transactions-to-competent-authorities","name":"Commission Delegated Regulation (EU) 2017/590","number":"2017/590","celex":"32017R0590","title_official":"COMMISSION DELEGATED REGULATION (EU) 2017/590 of 28 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the reporting of transactions to competent authorities (Text with EEA relevance)","document_date":"2016-07-28"},"position":{"kind":"article","key":"11","index":11,"articles":17,"annexes":2},"prev":{"path":"/mifir/level-2/rts/2017-590-the-reporting-of-transactions-to-competent-authorities/articles/10","key":"10","title":"Article 10 — Designation to identify an applicable waiver"},"next":{"path":"/mifir/level-2/rts/2017-590-the-reporting-of-transactions-to-competent-authorities/articles/12","key":"12","title":"Article 12 — Reporting of an execution for a combination of financial instruments"},"act_anchor":"#art-11"}},"provenance":{"official_url":"https://eur-lex.europa.eu/eli/reg_del/2017/590/oj/eng","check":{"result":"matched","checked_at":"2026-10-26","against":"EUR-Lex"},"repo_path":"spaces/mifir/level-2/rts/2017-590-the-reporting-of-transactions-to-competent-authorities.md","unit_text_sha256":"db3b4064196412f07cb6c2d16353cc40f5513cafe42e64ee963f242eb0d39aa1","note":"the unit is a byte-exact part of the act page, whose check record covers it"},"unit":{"locator":"spaces/mifir/level-2/rts/2017-590-the-reporting-of-transactions-to-competent-authorities/art-11","kind":"article","key":"11","heading":"Article 11 — Designation to identify a short sale","text":"## <a id=\"art-11\"></a>Article 11 — Designation to identify a short sale\n\n1. <a id=\"art-11-p-1\"></a>Transaction reports shall identify transactions which, at the time of their execution, are short sale transactions, or are in part a short sale transaction, in accordance with field 62 of Table 2 of Annex I.\n1. <a id=\"art-11-p-2\"></a>An investment firm shall determine on a best effort basis the short sales transactions in which its client is the seller, including when an investment firm aggregates orders from several clients. The investment firm shall identify those short sale transactions in its transaction report in accordance with field 62 of Table 2 of Annex I.\n1. <a id=\"art-11-p-3\"></a>Where an investment firm executes a short sale transaction on its own behalf, it shall indicate in the transaction report whether the short sale transaction was undertaken in a market making or primary dealer capacity under an exemption provided by Article 17 of Regulation (EU) No 236/2012.\n\n","marks":[],"text_hash":"db3b4064196412f07cb6c2d16353cc40f5513cafe42e64ee963f242eb0d39aa1","revision":1}}