{"release":{"id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","published":"2026-11-01T16:41:30Z","pinned":false},"limits":{"coverage":{"history":"current_only","held_since":"2026-10-26","gaps":[],"covered":["2025/1157 — ITS — Forms for the authorisation of approved publication arrangements [in force] L2"],"not_covered":["national guidance","court decisions"]},"freshness":{"release_id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","release_published":"2026-11-01T16:41:30Z","checked_at":"2026-10-26","checked_against":"EUR-Lex"},"truncation":null,"failures":[],"incomplete":[]},"page":{"path":"/mifir/level-2/its/2025-1157-commission-implementing-regulation-eu-2025-1157-of-12/annexes/annex-iv","url":"https://www.headlesslaw.com/mifir/level-2/its/2025-1157-commission-implementing-regulation-eu-2025-1157-of-12/annexes/annex-iv","title":"ANNEX IV","family":"l2_unit_view","work_id":"spaces/mifir/level-2/its/2025-1157-commission-implementing-regulation-eu-2025-1157-of-12","view_of":"/mifir/level-2/its/2025-1157-commission-implementing-regulation-eu-2025-1157-of-12","status":"in_force","force_status":"in_force","date_state":"current","requested_date":null,"as_of":"2026-11-01","applies_from":null,"application":null,"version_label":"Commission Implementing Regulation (EU) 2025/1157, OJ L, 2025/1157, 3.11.2025","check":{"against":"EUR-Lex","on":"2026-10-26"},"check_result":"matched","official_url":"https://eur-lex.europa.eu/eli/reg_impl/2025/1157/oj/eng","valid_from":"2025-11-23","valid_until":null,"content_id":"5f3f17b1a0ed610a","versions":["2025-11-23"],"version_url":"https://www.headlesslaw.com/mifir/level-2/its/2025-1157-commission-implementing-regulation-eu-2025-1157-of-12/annexes/annex-iv/versions/2026-10-26","revision_url":"https://www.headlesslaw.com/mifir/level-2/its/2025-1157-commission-implementing-regulation-eu-2025-1157-of-12/annexes/annex-iv/versions/2026-10-26/rev/5f3f17b1a0ed610a","versions_url":"https://www.headlesslaw.com/mifir/level-2/its/2025-1157-commission-implementing-regulation-eu-2025-1157-of-12/annexes/annex-iv/versions","relations_url":"https://www.headlesslaw.com/mifir/level-2/its/2025-1157-commission-implementing-regulation-eu-2025-1157-of-12/annexes/annex-iv/relations","act_url":"https://www.headlesslaw.com/mifir/level-2/its/2025-1157-commission-implementing-regulation-eu-2025-1157-of-12#annex-iv","source_line":"Commission Implementing Regulation (EU) 2025/1157 · binding · OJ L, 2025/1157, 3.11.2025 · dated 12 Jun 2025 [in force]","attribution":{"prepared_by":"European Commission","published_by":"Publications Office of the EU","published_in":"Official Journal of the European Union","document_type":"implementing_regulation","legal_nature":"binding_adopted","addressees":"not stated in the document","dates":{"document_date":"2025-06-12","published_on":"2025-11-03","entry_into_force":"2025-11-23","locators":{"document_date":"CELLAR 32025R1157 work_date_document","published_on":"CELLAR 32025R1157 official-journal-act_date_publication","entry_into_force":"CELLAR 32025R1157 resource_legal_date_entry-into-force (earliest)"}},"adoption":null},"context":{"act":{"work_id":"spaces/mifir/level-2/its/2025-1157-commission-implementing-regulation-eu-2025-1157-of-12","path":"/mifir/level-2/its/2025-1157-commission-implementing-regulation-eu-2025-1157-of-12","name":"Commission Implementing Regulation (EU) 2025/1157","number":"2025/1157","celex":"32025R1157","title_official":"COMMISSION IMPLEMENTING REGULATION (EU) 2025/1157 of 12 June 2025 laying down implementing technical standards for the application of Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to the standard forms, templates and procedures for the authorisation of approved publication arrangements, approved reporting mechanisms and consolidated tape providers, and related notifications, and repealing Commission Implementing [Regulation (EU) 2017/1110](https://www.headlesslaw.com/mifid-ii/level-2/its/2017-1110-the-standard-forms-templates-and-procedures-for-the) (Text with EEA relevance)","document_date":"2025-06-12"},"position":{"kind":"annex","key":"annex-iv","index":4,"articles":14,"annexes":6},"prev":{"path":"/mifir/level-2/its/2025-1157-commission-implementing-regulation-eu-2025-1157-of-12/annexes/annex-iii","key":"annex-iii","title":"ANNEX III"},"next":{"path":"/mifir/level-2/its/2025-1157-commission-implementing-regulation-eu-2025-1157-of-12/annexes/annex-v","key":"annex-v","title":"ANNEX V"},"act_anchor":"#annex-iv"}},"provenance":{"official_url":"https://eur-lex.europa.eu/eli/reg_impl/2025/1157/oj/eng","check":{"result":"matched","checked_at":"2026-10-26","against":"EUR-Lex"},"repo_path":"spaces/mifir/level-2/its/2025-1157-commission-implementing-regulation-eu-2025-1157-of-12.md","unit_text_sha256":"a33b921ccbaa1f07a2af786334a738796dd35a794bd93416dd188ed1cadffef3","note":"the unit is a byte-exact part of the act page, whose check record covers it"},"unit":{"locator":"spaces/mifir/level-2/its/2025-1157-commission-implementing-regulation-eu-2025-1157-of-12/annex-iv","kind":"annex","key":"annex-iv","heading":"ANNEX IV","text":"## ANNEX IV\n\n<a id=\"annex-iv\"></a>Application form for authorisation to provide data reporting services as a CTP\n\n<!-- table: t04 -->\n<table>\n<tbody>\n<tr><td><p>Reference number:</p><p>Date:</p><p>From:</p><p>Name of the applicant:</p><p>Address:</p><p>Legal Entity Identifier (where applicable):</p><p>(Contact details of the designated contact person at the applicant)</p><p>Full name:</p><p>Telephone:</p><p>Email:</p><p>To:</p><p>ESMA:</p><p>Address:</p><p>(Contact details of the designated contact point at ESMA)</p><p>Address:</p><p>Telephone:</p><p>Email:</p><p>Dear [insert appropriate name],</p><p>In accordance with Article 8 of Commission Implementing Regulation (EU) 2025/1157 please find the authorisation application.</p><p>— Person at the applicant in charge of preparing the application: Full name: Status/position: Telephone: Email: Date: Signature:</p><p>— Nature of the application: ☐ Authorisation – Consolidated Tape Provider (CTP)</p><p>CONTENT</p><p>Please insert the information referred to under Commission Delegated Regulation (EU) 2025/1143. Please set out that information under the appropriate section or make reference to the relevant annexes containing the information.</p><p>Information on the ownership (Article 16 of Delegated Regulation (EU) 2025/1143):</p><p>Information on the organisation (Article 17 of Delegated Regulation (EU) 2025/1143):</p><p>Information on corporate governance (Article 18 of Delegated Regulation (EU) 2025/1143):</p><p>Information on the members of the management body (Article 19 of Delegated Regulation (EU) 2025/1143):</p><p>Information on internal controls (Article 20 of Delegated Regulation (EU) 2025/1143):</p><p>Information on conflicts of interest (Article 21 of Delegated Regulation (EU) 2025/1143):</p><p>Information on business operativity (Article 22 of Delegated Regulation (EU) 2025/1143):</p><p>Information on outsourcing (Article 23 of Delegated Regulation (EU) 2025/1143):</p><p>Information on market data fees and licensing models (Article 24 of Delegated Regulation (EU) 2025/1143):</p><p>Information on digital operational resilience (Article 25 of Delegated Regulation (EU) 2025/1143):</p><p>Information on energy efficiency (Article 26 of Delegated Regulation (EU) 2025/1143):</p><p>Information on record keeping arrangements (Article 27 of Delegated Regulation (EU) 2025/1143):</p><p>Information on organisational requirements (Article 28 of Delegated Regulation (EU) 2025/1143):</p><p>Information on reception, consolidation and dissemination of data and data quality (Article 29 of Delegated Regulation (EU) 2025/1143):</p><p>Information from joint applicants (Article 30 of Delegated Regulation (EU) 2025/1143):</p><p>Notes:</p></td></tr>\n</tbody>\n</table>\n<!-- /table -->\n\n","marks":[],"text_hash":"a33b921ccbaa1f07a2af786334a738796dd35a794bd93416dd188ed1cadffef3","revision":1}}