{"release":{"id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","published":"2026-11-01T16:41:30Z","pinned":false},"limits":{"coverage":{"history":"full","held_since":"2025-09-22","gaps":[],"covered":["2022/803 — Delegated act — Rules of procedure to impose fines [in force] L2"],"not_covered":["national guidance","court decisions"]},"freshness":{"release_id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","release_published":"2026-11-01T16:41:30Z","checked_at":"2026-10-26","checked_against":"EUR-Lex"},"truncation":null,"failures":[],"incomplete":[]},"page":{"path":"/mifir/level-2/delegated-acts/2022-803-commission-delegated-regulation-eu-2022-803-of-16/articles/9","url":"https://www.headlesslaw.com/mifir/level-2/delegated-acts/2022-803-commission-delegated-regulation-eu-2022-803-of-16/articles/9","title":"Article 9 — Collection of fines and periodic penalty 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2025","check":{"against":"EUR-Lex","on":"2026-10-26"},"check_result":"matched","official_url":"https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:02022R0803-20250922","valid_from":"2022-05-27","valid_until":null,"content_id":"9f17ae99b498abf4","versions":["2022-05-27"],"version_url":"https://www.headlesslaw.com/mifir/level-2/delegated-acts/2022-803-commission-delegated-regulation-eu-2022-803-of-16/articles/9/versions/2025-09-22","revision_url":"https://www.headlesslaw.com/mifir/level-2/delegated-acts/2022-803-commission-delegated-regulation-eu-2022-803-of-16/articles/9/versions/2025-09-22/rev/9f17ae99b498abf4","versions_url":"https://www.headlesslaw.com/mifir/level-2/delegated-acts/2022-803-commission-delegated-regulation-eu-2022-803-of-16/articles/9/versions","relations_url":"https://www.headlesslaw.com/mifir/level-2/delegated-acts/2022-803-commission-delegated-regulation-eu-2022-803-of-16/articles/9/relations","act_url":"https://www.headlesslaw.com/mifir/level-2/delegated-acts/2022-803-commission-delegated-regulation-eu-2022-803-of-16#art-9","source_line":"Commission Delegated Regulation (EU) 2022/803 · binding · OJ L 145, 24.5.2022 · dated 16 Feb 2022 [in force]","attribution":{"prepared_by":"European Commission","published_by":"Publications Office of the EU","published_in":"Official Journal of the European Union","document_type":"delegated_regulation","legal_nature":"binding_adopted","addressees":"not stated in the document","dates":{"document_date":"2022-02-16","entry_into_force":"2022-05-27","locators":{"document_date":"CELLAR 32022R0803 work_date_document","entry_into_force":"CELLAR 32022R0803 resource_legal_date_entry-into-force (earliest)"}},"adoption":null},"context":{"act":{"work_id":"spaces/mifir/level-2/delegated-acts/2022-803-commission-delegated-regulation-eu-2022-803-of-16","path":"/mifir/level-2/delegated-acts/2022-803-commission-delegated-regulation-eu-2022-803-of-16","name":"Commission Delegated Regulation (EU) 2022/803","number":"2022/803","celex":"32022R0803","title_official":"COMMISSION DELEGATED REGULATION (EU) 2022/803 of 16 February 2022 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council by specifying rules of procedure for the exercise of the power to impose fines or periodic penalty payments by the European Securities Markets Authority regarding data reporting service providers (Text with EEA relevance)","document_date":"2022-02-16"},"position":{"kind":"article","key":"9","index":9,"articles":10,"annexes":0},"prev":{"path":"/mifir/level-2/delegated-acts/2022-803-commission-delegated-regulation-eu-2022-803-of-16/articles/8","key":"8","title":"Article 8 — Limitation periods for the enforcement of penalties"},"next":{"path":"/mifir/level-2/delegated-acts/2022-803-commission-delegated-regulation-eu-2022-803-of-16/articles/10","key":"10","title":"Article 10 — Entry into force and date of application"},"act_anchor":"#art-9"}},"provenance":{"official_url":"https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:02022R0803-20250922","check":{"result":"matched","checked_at":"2026-10-26","against":"EUR-Lex"},"repo_path":"spaces/mifir/level-2/delegated-acts/2022-803-commission-delegated-regulation-eu-2022-803-of-16.md","unit_text_sha256":"4445beac0a3e10486ec9a9f8fb74e283008f80d150f855f9c0ea330822e8640d","note":"the unit is a byte-exact part of the act page, whose check record covers it"},"unit":{"locator":"spaces/mifir/level-2/delegated-acts/2022-803-commission-delegated-regulation-eu-2022-803-of-16/art-9","kind":"article","key":"9","heading":"Article 9 — Collection of fines and periodic penalty payments","text":"## <a id=\"art-9\"></a>Article 9 — Collection of fines and periodic penalty payments\n\n1. <a id=\"art-9-p-1\"></a>The amounts of fines and periodic penalty payments collected by ESMA shall be lodged to an interest-bearing account opened by ESMA until such time as they become final. In case of multiple fines and periodic penalty payments collected by ESMA in parallel ESMA shall ensure that they are lodged to different accounts or subaccounts. Fines and periodic penalty payments paid shall not be entered into ESMA’s budget or recorded as budgetary amounts.\n1. <a id=\"art-9-p-2\"></a>Once ESMA has established that the fines or periodic penalty payments have become final following the exhaustion of all appeal rights ESMA shall transfer those amounts and potential interest accruing to the Commission. These amounts shall then be entered in the Union Revenue budget.\n1. <a id=\"art-9-p-3\"></a>ESMA shall report on a regular basis to the Commission on the amounts of fines and periodic penalty payments imposed and their status.\n\n","marks":[],"text_hash":"4445beac0a3e10486ec9a9f8fb74e283008f80d150f855f9c0ea330822e8640d","revision":1}}