{"release":{"id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","published":"2026-11-01T16:41:30Z","pinned":false},"limits":{"coverage":{"history":"current_only","held_since":"2024-09-18","gaps":[],"covered":["ESMA Q&A 2286 — Q&A — Scope of ancillary services and supervisory [Question Published] L3"],"not_covered":["national guidance","court decisions"]},"freshness":{"release_id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","release_published":"2026-11-01T16:41:30Z","checked_at":"2026-10-26","checked_against":"the ESMA publication"},"truncation":null,"failures":[],"incomplete":[]},"page":{"path":"/mifid-ii/level-3/q-and-a/esma/esma-qa-2286-scope-of-ancillary-services-and-supervisory-convergence","url":"https://www.headlesslaw.com/mifid-ii/level-3/q-and-a/esma/esma-qa-2286-scope-of-ancillary-services-and-supervisory-convergence","title":"ESMA Q&A 2286 — Q&A — Scope of ancillary services and supervisory [Question Published]","family":"l3","work_id":"spaces/mifid-ii/level-3/q-and-a/esma/esma-qa-2286-scope-of-ancillary-services-and-supervisory-convergence","status":"question published","force_status":null,"date_state":"current","requested_date":null,"as_of":"2026-11-01","applies_from":null,"application":null,"version_label":"ESMA Q&A register, 18 September 2024","check":{"against":"the ESMA publication","on":"2026-10-26"},"check_result":"matched","official_url":"https://www.esma.europa.eu/publications-data/questions-answers/2286","valid_from":"0001-01-01","valid_until":null,"revision":1,"content_id":"8b161696d6bd5509","change_date":null,"nearest_versions":["2024-09-18"],"first_text_date":null,"correction_applies":false,"versions":["2024-09-18"],"version_url":"https://www.headlesslaw.com/mifid-ii/level-3/q-and-a/esma/esma-qa-2286-scope-of-ancillary-services-and-supervisory-convergence/versions/2024-09-18","revision_url":"https://www.headlesslaw.com/mifid-ii/level-3/q-and-a/esma/esma-qa-2286-scope-of-ancillary-services-and-supervisory-convergence/versions/2024-09-18/rev/8b161696d6bd5509","versions_url":"https://www.headlesslaw.com/mifid-ii/level-3/q-and-a/esma/esma-qa-2286-scope-of-ancillary-services-and-supervisory-convergence/versions","relations_url":"https://www.headlesslaw.com/mifid-ii/level-3/q-and-a/esma/esma-qa-2286-scope-of-ancillary-services-and-supervisory-convergence/relations","source_line":"Question published in the ESMA Q&A tool · no answer · not legislation [Question Published]","attribution":{"prepared_by":"not stated in the document","published_by":"ESMA","published_in":"ESMA Q&A tool","document_type":"qa_question","legal_nature":"not_legislation","addressees":"not stated in the document","dates":{"question_submitted_on":"2024-09-18","locators":{"question_submitted_on":"ESMA Q&A Excel export ESMA_QA_2286, column 'Date of submission'"}},"adoption":null}},"provenance":{"official_url":"https://www.esma.europa.eu/publications-data/questions-answers/2286","check":{"result":"matched","checked_at":"2026-10-26","against":"the ESMA publication"},"repo_path":"spaces/mifid-ii/level-3/q-and-a/esma/esma-qa-2286-scope-of-ancillary-services-and-supervisory-convergence.md","body_sha256":"ae72ee92ad36a61864fd159099d9c8f97549168a125da38f9185d63415fbfd2e"},"units":[],"markdown":"---\ntitle: \"ESMA Q&A 2286 — Q&A — Scope of ancillary services and supervisory [Question Published]\"\nshortTitle: \"ESMA Q&A 2286 — Q&A — Scope of ancillary services and supervisory [Question Published]\"\nanswer_id: ESMA_QA_2286\ntopic: \"Information to clients on topics other than costs and charges\"\nstatus: \"Question Published\"\ntype: qa\ninstrument_type: qa\nauthority: ESMA\nbinding: false\nbinding_character: non_binding\nlegal_status: pending\nregulation: \"MiFID II\"\nmifid_level3: true\nmica_level2: false\nlegal_basis: \"Annex I, Section B, point 5\"\ndate: 18 September 2024\nsource_link: https://www.esma.europa.eu/publications-data/questions-answers/2286\nlifecycle: \"Question Published\"\ntext_version: \"ESMA Q&A register, 18 September 2024\"\nsource_url: \"https://www.esma.europa.eu/publications-data/questions-answers/2286\"\ncheck_status: matched\nverified: true\nlast_checked: 2026-10-26\nchecked_against: \"the ESMA publication\"\nsource:\n  prepared_by: \"not stated in the document\"\n  published_by: \"ESMA\"\n  published_in: \"ESMA Q&A tool\"\n  evidence:\n    prepared_by: \"ESMA_QA_2286\"\n    locator: \"ESMA Q&A entry ESMA_QA_2286: no answer; no author named\"\ndocument_type: \"qa_question\"\nlegal_nature: \"not_legislation\"\naddressees: \"not stated in the document\"\ndates:\n  question_submitted_on: \"2024-09-18\"\n  locators:\n    question_submitted_on: \"ESMA Q&A Excel export ESMA_QA_2286, column 'Date of submission'\"\nlifecycle_label: \"Question Published\"\n---\n\n**Question published in the ESMA Q&A tool · no answer · not legislation [Question Published]**\n\n*Question Published · ESMA Q&A register, 18 September 2024 · Checked against the ESMA publication on 26 Oct 2026 · [Official source](https://www.esma.europa.eu/publications-data/questions-answers/2286)*\n\n| | |\n|---|---|\n| **Full title** | ESMA Q&A 2286 — Q&A — Scope of ancillary services and supervisory \\[Question Published\\] |\n| **Prepared by** | Not stated in the document |\n| **Published by** | ESMA, in the ESMA Q&A tool |\n| **Reference** | ESMA_QA_2286 |\n| **Document type** | Q&A |\n| **Legal nature** | No answer · not legislation |\n| **Addressees** | Not stated in the document |\n| **Dates** | Question submitted 18 September 2024 |\n| **Legal basis** | Annex I, Section B, point 5 |\n| **Related instruments** | None recorded |\n| **Text on this page** | Word for word — the full text of the ESMA publication |\n\n**Scope of ancillary services and supervisory convergence**\n\n### Question\n\nWhat is the exact scope of the ancillary service, point 5 in annex I, Section B: Investment research and financial analysis or other forms of general recommendations relating to financial instruments?\n\n***\n\n**Source:** [ESMA original document](https://www.esma.europa.eu/publications-data/questions-answers/2286)\n"}