{"release":{"id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","published":"2026-11-01T16:41:30Z","pinned":false},"limits":{"coverage":{"history":"current_only","held_since":"2017-06-06","gaps":[],"covered":["ESMA Q&A 1806 — Q&A — Post-sale reporting [Answer Published] L3"],"not_covered":["national guidance","court decisions"]},"freshness":{"release_id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","release_published":"2026-11-01T16:41:30Z","checked_at":"2026-10-26","checked_against":"the ESMA publication"},"truncation":null,"failures":[],"incomplete":[]},"page":{"path":"/mifid-ii/level-3/q-and-a/esma/esma-qa-1806-post-sale-reporting","url":"https://www.headlesslaw.com/mifid-ii/level-3/q-and-a/esma/esma-qa-1806-post-sale-reporting","title":"ESMA Q&A 1806 — Q&A — Post-sale reporting [Answer Published]","family":"l3","work_id":"spaces/mifid-ii/level-3/q-and-a/esma/esma-qa-1806-post-sale-reporting","status":"answer 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Published]","attribution":{"prepared_by":"ESMA","published_by":"ESMA","published_in":"ESMA Q&A tool","document_type":"qa_answer","legal_nature":"not_legislation","addressees":"not stated in the document","dates":{"published_on":"2017-06-06","question_submitted_on":"2017-06-06","locators":{"published_on":"ESMA Q&A Excel export ESMA_QA_1806, column 'Esma responses', date line","question_submitted_on":"ESMA Q&A Excel export ESMA_QA_1806, column 'Date of submission'"}},"adoption":null}},"provenance":{"official_url":"https://www.esma.europa.eu/publications-data/questions-answers/1806","check":{"result":"matched","checked_at":"2026-10-26","against":"the ESMA publication"},"repo_path":"spaces/mifid-ii/level-3/q-and-a/esma/esma-qa-1806-post-sale-reporting.md","body_sha256":"d45a65eb363dfe8e0894f1310d398b33294cee8f5a2fd09a2fe3dbccbbcc008e"},"units":[],"markdown":"---\ntitle: \"ESMA Q&A 1806 — Q&A — Post-sale reporting [Answer Published]\"\nshortTitle: \"ESMA Q&A 1806 — Q&A — Post-sale reporting [Answer Published]\"\nanswer_id: ESMA_QA_1806\ntopic: \"Reporting to clients\"\nstatus: \"Answer Published\"\ntype: qa\ninstrument_type: qa\nauthority: ESMA\nbinding: false\nbinding_character: non_binding\nlegal_status: in_force\nregulation: \"MiFID II\"\nmifid_level3: true\nmica_level2: false\nlegal_basis: \"MiFID II\"\ndate: 6 June 2017\nsource_link: https://www.esma.europa.eu/publications-data/questions-answers/1806\nlifecycle: \"Answer Published\"\ntext_version: \"ESMA Q&A register, 6 June 2017\"\nsource_url: \"https://www.esma.europa.eu/publications-data/questions-answers/1806\"\ncheck_status: matched\nverified: true\nlast_checked: 2026-10-26\nchecked_against: \"the ESMA publication\"\nsource:\n  prepared_by: \"ESMA\"\n  published_by: \"ESMA\"\n  published_in: \"ESMA Q&A tool\"\n  evidence:\n    prepared_by: \"ESMA Answer\"\n    locator: \"ESMA Q&A entry ESMA_QA_1806: field 'ESMA Answer', no 'Answer provided by' line\"\ndocument_type: \"qa_answer\"\nlegal_nature: \"not_legislation\"\naddressees: \"not stated in the document\"\ndates:\n  published_on: \"2017-06-06\"\n  question_submitted_on: \"2017-06-06\"\n  locators:\n    published_on: \"ESMA Q&A Excel export ESMA_QA_1806, column 'Esma responses', date line\"\n    question_submitted_on: \"ESMA Q&A Excel export ESMA_QA_1806, column 'Date of submission'\"\nlifecycle_label: \"Answer Published\"\n---\n\n**Answer by ESMA, published in its Q&A tool · not legislation · published 6 Jun 2017 [Answer Published]**\n\n*Answer Published · ESMA Q&A register, 6 June 2017 · Checked against the ESMA publication on 26 Oct 2026 · [Official source](https://www.esma.europa.eu/publications-data/questions-answers/1806)*\n\n| | |\n|---|---|\n| **Full title** | ESMA Q&A 1806 — Q&A — Post-sale reporting \\[Answer Published\\] |\n| **Prepared by** | ESMA |\n| **Published by** | ESMA, in the ESMA Q&A tool |\n| **Reference** | ESMA_QA_1806 |\n| **Document type** | Q&A |\n| **Legal nature** | Not legislation |\n| **Addressees** | Not stated in the document |\n| **Dates** | Published 6 June 2017; question submitted 6 June 2017 |\n| **Legal basis** | MiFID II |\n| **Related instruments** | None recorded |\n| **Text on this page** | Word for word — the full text of the ESMA publication |\n\n**Post-sale reporting**\n\n### Question\n\nHow should a firm fulfil the obligation under Article 62 if a firm’s reporting period commences after the introduction of MiFID 2 on 3 January 2018?\n\n***\n\n### Answer\n\n\\[ESMA 35-43-349 MiFID II on Q&As on Investor protection Ch. 8, question 6\\]\n\nArticle 62 MiFID II Delegated Regulation requires firms to value portfolios on a daily basis. Firms should use the valuation undertaken under Article 62 on 3 January 2018 as the overall value of the portfolio for the purposes of the reporting obligations in Article 62 until the commencement of their first reporting period after 3 January 2018.\n\n***\n\n**Source:** [ESMA original document](https://www.esma.europa.eu/publications-data/questions-answers/1806)\n"}