{"release":{"id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","published":"2026-11-01T16:41:30Z","pinned":false},"limits":{"coverage":{"history":"current_only","held_since":"2026-10-26","gaps":[],"covered":["2017/1943 — RTS — Authorisation of investment firms [in force] L2"],"not_covered":["national guidance","court decisions"]},"freshness":{"release_id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","release_published":"2026-11-01T16:41:30Z","checked_at":"2026-10-26","checked_against":"EUR-Lex"},"truncation":null,"failures":[],"incomplete":[]},"page":{"path":"/mifid-ii/level-2/rts/2017-1943-information-and-requirements-for-the-authorisation-of/articles/1","url":"https://www.headlesslaw.com/mifid-ii/level-2/rts/2017-1943-information-and-requirements-for-the-authorisation-of/articles/1","title":"Article 1 — General information","family":"l2_unit_view","work_id":"spaces/mifid-ii/level-2/rts/2017-1943-information-and-requirements-for-the-authorisation-of","view_of":"/mifid-ii/level-2/rts/2017-1943-information-and-requirements-for-the-authorisation-of","status":"in_force","force_status":"in_force","date_state":"current","requested_date":null,"as_of":"2026-11-02","applies_from":null,"application":null,"version_label":"Commission Delegated Regulation (EU) 2017/1943, OJ L 276, 26.10.2017","check":{"against":"EUR-Lex","on":"2026-10-26"},"check_result":"matched","official_url":"https://eur-lex.europa.eu/eli/reg_del/2017/1943/oj/eng","valid_from":"2017-11-15","valid_until":null,"content_id":"ba193eb80654b058","versions":["2017-11-15"],"version_url":"https://www.headlesslaw.com/mifid-ii/level-2/rts/2017-1943-information-and-requirements-for-the-authorisation-of/articles/1/versions/2026-10-26","revision_url":"https://www.headlesslaw.com/mifid-ii/level-2/rts/2017-1943-information-and-requirements-for-the-authorisation-of/articles/1/versions/2026-10-26/rev/ba193eb80654b058","versions_url":"https://www.headlesslaw.com/mifid-ii/level-2/rts/2017-1943-information-and-requirements-for-the-authorisation-of/articles/1/versions","relations_url":"https://www.headlesslaw.com/mifid-ii/level-2/rts/2017-1943-information-and-requirements-for-the-authorisation-of/articles/1/relations","act_url":"https://www.headlesslaw.com/mifid-ii/level-2/rts/2017-1943-information-and-requirements-for-the-authorisation-of#art-1","source_line":"Commission Delegated Regulation (EU) 2017/1943 · binding · OJ L 276, 26.10.2017 · dated 14 Jul 2016 [in force]","attribution":{"prepared_by":"European Commission","published_by":"Publications Office of the EU","published_in":"Official Journal of the European Union","document_type":"delegated_regulation","legal_nature":"binding_adopted","addressees":"not stated in the document","dates":{"document_date":"2016-07-14","entry_into_force":"2017-11-15","locators":{"document_date":"CELLAR 32017R1943 work_date_document","entry_into_force":"CELLAR 32017R1943 resource_legal_date_entry-into-force (earliest)"}},"adoption":null},"context":{"act":{"work_id":"spaces/mifid-ii/level-2/rts/2017-1943-information-and-requirements-for-the-authorisation-of","path":"/mifid-ii/level-2/rts/2017-1943-information-and-requirements-for-the-authorisation-of","name":"Commission Delegated Regulation (EU) 2017/1943","number":"2017/1943","celex":"32017R1943","title_official":"COMMISSION DELEGATED REGULATION (EU) 2017/1943 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on information and requirements for the authorisation of investment firms (Text with EEA relevance)","document_date":"2016-07-14"},"position":{"kind":"article","key":"1","index":1,"articles":11,"annexes":0},"prev":null,"next":{"path":"/mifid-ii/level-2/rts/2017-1943-information-and-requirements-for-the-authorisation-of/articles/2","key":"2","title":"Article 2 — Information on capital"},"act_anchor":"#art-1"}},"provenance":{"official_url":"https://eur-lex.europa.eu/eli/reg_del/2017/1943/oj/eng","check":{"result":"matched","checked_at":"2026-10-26","against":"EUR-Lex"},"repo_path":"spaces/mifid-ii/level-2/rts/2017-1943-information-and-requirements-for-the-authorisation-of.md","unit_text_sha256":"9c15d876bbab80c19b8adc249211556e7787a0648b48a7a8a2ce5c9cf26b85f6","note":"the unit is a byte-exact part of the act page, whose check record covers it"},"unit":{"locator":"spaces/mifid-ii/level-2/rts/2017-1943-information-and-requirements-for-the-authorisation-of/art-1","kind":"article","key":"1","heading":"Article 1 — General information","text":"## <a id=\"art-1\"></a>Article 1 — General information\n\nAn applicant seeking authorisation as an investment firm in accordance to Title II of Directive 2014/65/EU shall submit to the competent authority an application that includes the following general information:\\\n   <a id=\"art-1-p-a\"></a>a) its name (including its legal name and any other trading name to be used); legal structure (including information on whether it will be a legal person or, where allowed by national legislation, a natural person), address of the head office and, for existing companies, registered office; contact details; its national identification number, where available; as well as:\\\n      <a id=\"art-1-p-a-i\"></a>i) for domestic branches: information on where the branches will operate;\\\n      <a id=\"art-1-p-a-ii\"></a>ii) for domestic tied agents: details on its intention to use tied agents;\\\n   <a id=\"art-1-p-b\"></a>b) the list of investment services and activities, ancillary services and financial instruments to be provided, and whether clients' financial instruments and funds will be held (even on a temporary basis).\\\n   <a id=\"art-1-p-c\"></a>c) copies of corporate documents and evidence of registration with the national register of companies, where applicable.\n\n","marks":[],"text_hash":"9c15d876bbab80c19b8adc249211556e7787a0648b48a7a8a2ce5c9cf26b85f6","revision":1}}