{"release":{"id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","published":"2026-11-01T16:41:30Z","pinned":false},"limits":{"coverage":{"history":"current_only","held_since":"2026-10-26","gaps":[],"covered":["2017/988 — ITS — Standard forms for cooperation arrangements [in force] L2"],"not_covered":["national guidance","court decisions"]},"freshness":{"release_id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","release_published":"2026-11-01T16:41:30Z","checked_at":"2026-10-26","checked_against":"EUR-Lex"},"truncation":null,"failures":[],"incomplete":[]},"page":{"path":"/mifid-ii/level-2/its/2017-988-standard-forms-templates-and-procedures-for-cooperation/articles/9","url":"https://www.headlesslaw.com/mifid-ii/level-2/its/2017-988-standard-forms-templates-and-procedures-for-cooperation/articles/9","title":"Article 9 — Confidentiality restrictions and permissible uses of 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Implementing Regulation (EU) 2017/988 · binding · OJ L 149, 13.6.2017 · dated 6 Jun 2017 [in force]","attribution":{"prepared_by":"European Commission","published_by":"Publications Office of the EU","published_in":"Official Journal of the European Union","document_type":"implementing_regulation","legal_nature":"binding_adopted","addressees":"not stated in the document","dates":{"document_date":"2017-06-06","entry_into_force":"2017-07-03","locators":{"document_date":"CELLAR 32017R0988 work_date_document","entry_into_force":"CELLAR 32017R0988 resource_legal_date_entry-into-force (earliest)"}},"adoption":null},"context":{"act":{"work_id":"spaces/mifid-ii/level-2/its/2017-988-standard-forms-templates-and-procedures-for-cooperation","path":"/mifid-ii/level-2/its/2017-988-standard-forms-templates-and-procedures-for-cooperation","name":"Commission Implementing Regulation (EU) 2017/988","number":"2017/988","celex":"32017R0988","title_official":"COMMISSION IMPLEMENTING REGULATION (EU) 2017/988 of 6 June 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for cooperation arrangements in respect of a trading venue whose operations are of substantial importance in a host Member State (Text with EEA relevance)","document_date":"2017-06-06"},"position":{"kind":"article","key":"9","index":7,"articles":14,"annexes":3},"prev":{"path":"/mifid-ii/level-2/its/2017-988-standard-forms-templates-and-procedures-for-cooperation/articles/8","key":"8","title":"Article 8 — Procedures for assistance: requests for an Authority to open an investigation or carry out an on-site inspection"},"next":{"path":"/mifid-ii/level-2/its/2017-988-standard-forms-templates-and-procedures-for-cooperation/articles/10","key":"10","title":"Article 10 — Amendment, supplementary provisions and review of this agreement"},"act_anchor":"#art-9"}},"provenance":{"official_url":"https://eur-lex.europa.eu/eli/reg_impl/2017/988/oj/eng","check":{"result":"matched","checked_at":"2026-10-26","against":"EUR-Lex"},"repo_path":"spaces/mifid-ii/level-2/its/2017-988-standard-forms-templates-and-procedures-for-cooperation.md","unit_text_sha256":"7dd25741df53aa6e5ba9f52816ab8763e426dc5010545aeedde2e7be3f525fd0","note":"the unit is a byte-exact part of the act page, whose check record covers it"},"unit":{"locator":"spaces/mifid-ii/level-2/its/2017-988-standard-forms-templates-and-procedures-for-cooperation/art-9","kind":"article","key":"9","heading":"Article 9 — Confidentiality restrictions and permissible uses of information","text":"### <a id=\"art-9\"></a>Article 9 — Confidentiality restrictions and permissible uses of information\n\n1. The Authorities acknowledge that any information that is exchanged between the Authorities is subject to Articles 76 and 78 of Directive 2014/65/EU.\n2. The Authorities shall, subject to the applicable law and regulations in the relevant Member State, keep any non-public information related to cooperation arrangements or information exchange under this agreement confidential, including all of the following:\\\n   a) the request for cooperation itself and the content of that request;\\\n   b) any matter following such request, including any bilateral consultations between the Authorities and where appropriate, all the information regarding a refusal to establish cooperation arrangements;\\\n   c) unsolicited information provided by an authority and the fact that such information was provided.\\\n3. The Authorities shall ensure that their officials comply with the applicable confidentiality obligations.\n4. Where, in order to execute a request for cooperation, the Requested Authority considers it necessary or desirable to disclose the fact that the Requesting Authority has made the request, the Requested Authority shall only make that disclosure after it has discussed the nature and extent of the required disclosure with the Requesting Authority and obtained its consent to the disclosure. Where the Requesting Authority does not provide its consent to the disclosure, the Requesting Authority shall instead be given the option of withdrawing its request.\n\n","marks":[],"text_hash":"7dd25741df53aa6e5ba9f52816ab8763e426dc5010545aeedde2e7be3f525fd0","revision":1}}