{"release":{"id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","published":"2026-11-01T16:41:30Z","pinned":false},"limits":{"coverage":{"history":"current_only","held_since":"2026-10-26","gaps":[],"covered":["2017/981 — ITS — Standard forms for the consultation of other competent authorities [in force] L2"],"not_covered":["national guidance","court decisions"]},"freshness":{"release_id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","release_published":"2026-11-01T16:41:30Z","checked_at":"2026-10-26","checked_against":"EUR-Lex"},"truncation":null,"failures":[],"incomplete":[]},"page":{"path":"/mifid-ii/level-2/its/2017-981-standard-forms-templates-and-procedures-for-the/articles/4","url":"https://www.headlesslaw.com/mifid-ii/level-2/its/2017-981-standard-forms-templates-and-procedures-for-the/articles/4","title":"Article 4 — Reply to a request for 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Implementing Regulation (EU) 2017/981 · binding · OJ L 148, 10.6.2017 · dated 7 Jun 2017 [in force]","attribution":{"prepared_by":"European Commission","published_by":"Publications Office of the EU","published_in":"Official Journal of the European Union","document_type":"implementing_regulation","legal_nature":"binding_adopted","addressees":"not stated in the document","dates":{"document_date":"2017-06-07","entry_into_force":"2017-06-30","locators":{"document_date":"CELLAR 32017R0981 work_date_document","entry_into_force":"CELLAR 32017R0981 resource_legal_date_entry-into-force (earliest)"}},"adoption":null},"context":{"act":{"work_id":"spaces/mifid-ii/level-2/its/2017-981-standard-forms-templates-and-procedures-for-the","path":"/mifid-ii/level-2/its/2017-981-standard-forms-templates-and-procedures-for-the","name":"Commission Implementing Regulation (EU) 2017/981","number":"2017/981","celex":"32017R0981","title_official":"COMMISSION IMPLEMENTING REGULATION (EU) 2017/981 of 7 June 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for the consultation of other competent authorities prior to granting an authorisation in accordance with Directive 2014/65/EU of the European Parliament and of the Council (Text with EEA relevance)","document_date":"2017-06-07"},"position":{"kind":"article","key":"4","index":4,"articles":7,"annexes":3},"prev":{"path":"/mifid-ii/level-2/its/2017-981-standard-forms-templates-and-procedures-for-the/articles/3","key":"3","title":"Article 3 — Acknowledgement of receipt"},"next":{"path":"/mifid-ii/level-2/its/2017-981-standard-forms-templates-and-procedures-for-the/articles/5","key":"5","title":"Article 5 — Procedures for 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It shall be addressed to the contact point of requesting competent authority unless otherwise specified by that authority.\n1. <a id=\"art-4-p-2\"></a>The competent authority receiving the request shall inform the requesting competent authority of any clarification it requires in relation to the information requested.\n1. <a id=\"art-4-p-3\"></a>The competent authority receiving the request shall provide the requesting competent authority as soon as possible by filling in the form set out in Annex III, and within 60 working days of receipt of the request for consultation at the latest with the following information:\n\n    <a id=\"art-4-p-3-a\"></a>**(a)** the information requested in the request for consultation and any views or reservations in relation to the granting of the authorisation;\n\n    <a id=\"art-4-p-3-b\"></a>**(b)** any other essential information that could influence the granting of the authorisation.\n\n1. <a id=\"art-4-p-4\"></a>Where the competent authority receiving the request considers it likely not to be able to meet the time-limit set out in paragraph 3, it shall promptly inform the requesting competent authority thereof, indicating the reasons for the delay and an estimated date of response. It shall also provide information regularly on the progress of preparation of its reply.\n1. <a id=\"art-4-p-5\"></a>Where the competent authority receiving the request is not able to meet the time-limit set out in paragraph 3 of this Article, it shall provide the information in a manner which ensures that any necessary action may proceed expeditiously, whilst complying with the time-limit set out in Article 7(3) of Directive 2014/65/EU.\n\n","marks":[],"text_hash":"c4d204a834030a74cb05cba6442959e2aa9bc8f2d10120b8f4eedc9e9c835375","revision":1}}