{"release":{"id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","published":"2026-11-01T16:41:30Z","pinned":false},"limits":{"coverage":{"history":"current_only","held_since":"2026-10-26","gaps":[],"covered":["2017/980 — ITS — Standard forms for cooperation in supervisory activities [in force] L2"],"not_covered":["national guidance","court decisions"]},"freshness":{"release_id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","release_published":"2026-11-01T16:41:30Z","checked_at":"2026-10-26","checked_against":"EUR-Lex"},"truncation":null,"failures":[],"incomplete":[]},"page":{"path":"/mifid-ii/level-2/its/2017-980-standard-forms-templates-and-procedures-for-cooperation-in/annexes/annex-iii","url":"https://www.headlesslaw.com/mifid-ii/level-2/its/2017-980-standard-forms-templates-and-procedures-for-cooperation-in/annexes/annex-iii","title":"ANNEX III","family":"l2_unit_view","work_id":"spaces/mifid-ii/level-2/its/2017-980-standard-forms-templates-and-procedures-for-cooperation-in","view_of":"/mifid-ii/level-2/its/2017-980-standard-forms-templates-and-procedures-for-cooperation-in","status":"in_force","force_status":"in_force","date_state":"current","requested_date":null,"as_of":"2026-11-02","applies_from":null,"application":null,"version_label":"Commission Implementing Regulation (EU) 2017/980, OJ L 148, 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Implementing Regulation (EU) 2017/980 · binding · OJ L 148, 10.6.2017 · dated 7 Jun 2017 [in force]","attribution":{"prepared_by":"European Commission","published_by":"Publications Office of the EU","published_in":"Official Journal of the European Union","document_type":"implementing_regulation","legal_nature":"binding_adopted","addressees":"not stated in the document","dates":{"document_date":"2017-06-07","entry_into_force":"2017-06-30","locators":{"document_date":"CELLAR 32017R0980 work_date_document","entry_into_force":"CELLAR 32017R0980 resource_legal_date_entry-into-force (earliest)"}},"adoption":null},"context":{"act":{"work_id":"spaces/mifid-ii/level-2/its/2017-980-standard-forms-templates-and-procedures-for-cooperation-in","path":"/mifid-ii/level-2/its/2017-980-standard-forms-templates-and-procedures-for-cooperation-in","name":"Commission Implementing Regulation (EU) 2017/980","number":"2017/980","celex":"32017R0980","title_official":"COMMISSION IMPLEMENTING REGULATION (EU) 2017/980 of 7 June 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for cooperation in supervisory activities, for on-site verifications, and investigations and exchange of information between competent authorities in accordance with Directive 2014/65/EU of the European Parliament and of the Council (Text with EEA relevance)","document_date":"2017-06-07"},"position":{"kind":"annex","key":"annex-iii","index":3,"articles":10,"annexes":4},"prev":{"path":"/mifid-ii/level-2/its/2017-980-standard-forms-templates-and-procedures-for-cooperation-in/annexes/annex-ii","key":"annex-ii","title":"ANNEX II"},"next":{"path":"/mifid-ii/level-2/its/2017-980-standard-forms-templates-and-procedures-for-cooperation-in/annexes/annex-iv","key":"annex-iv","title":"ANNEX IV"},"act_anchor":"#annex-iii"}},"provenance":{"official_url":"https://eur-lex.europa.eu/eli/reg_impl/2017/980/oj/eng","check":{"result":"matched","checked_at":"2026-10-26","against":"EUR-Lex"},"repo_path":"spaces/mifid-ii/level-2/its/2017-980-standard-forms-templates-and-procedures-for-cooperation-in.md","unit_text_sha256":"a4761e336214e0eb537daba0b2d2c3c82d06d55173ee5097b3a4e4136457b86b","note":"the unit is a byte-exact part of the act page, whose check record covers it"},"unit":{"locator":"spaces/mifid-ii/level-2/its/2017-980-standard-forms-templates-and-procedures-for-cooperation-in/annex-iii","kind":"annex","key":"annex-iii","heading":"ANNEX III","text":"## ANNEX III\n\n<a id=\"annex-iii\"></a>Form for the reply to a request for cooperation or exchange of information\n\n![Figure printed as an image in the official text — Annex III](../../.gitbook/assets/mifid-ii-l2-32017R0980-image-6.jpg)\n\nReply to a request for cooperation or exchange of information\nReference number:\nDate:\nGeneral information\nFROM:\nMember State:\nRequested Authority:\nLegal address:\n(Contact details of the contact point)\nName:\nTelephone:\nEmail:\nTO:\nMember State:\nRequesting Authority:\nLegal address:\n(Contact details of the contact point)\nName:\nTelephone:\nEmail:\nDear [insert appropriate name]\nWe confirm that your request dated [dd.mm.yyyy] with reference [insert request reference number] has been processed by us.\nInformation gathered\n[If the information has been gathered, please set out the information here or provide an explanation of how it will be provided]\n\n![Figure printed as an image in the official text — Annex III](../../.gitbook/assets/mifid-ii-l2-32017R0980-image-7.jpg)\n\nThe information provided is confidential and is disclosed to [insert name of the requesting authority] pursuant to the [insert provision of MiFID II] and on the basis that the information shall remain confidential in accordance with [insert provision of MiFID II].\nThe [insert name of the requesting authority] shall observe the requirements of the [insert provision of MiFID II] with respect to confidentiality restrictions and the permissible uses of that information.\n[Insert any other necessary confidentiality warnings or any necessary restrictions on the permissible uses of information (in compliance with Union law).\nWhere relevant, please explain any clarification you may require in relation to the precise information requested:\nPlease provide, on your own initiative, any essential information that could further assist the cooperation or exchange of information for the purposes of the request:\nYours sincerely,\n[signature]\n\n","marks":[],"text_hash":"a4761e336214e0eb537daba0b2d2c3c82d06d55173ee5097b3a4e4136457b86b","revision":1}}