{"release":{"id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","published":"2026-11-01T16:41:30Z","pinned":false},"limits":{"coverage":{"history":"from:2022-09-07","held_since":"2022-09-07","gaps":[],"covered":["2017/2382 — ITS — Standard forms for the transmission of information [in force] L2"],"not_covered":["national guidance","court decisions"]},"freshness":{"release_id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","release_published":"2026-11-01T16:41:30Z","checked_at":"2026-10-26","checked_against":"EUR-Lex"},"truncation":null,"failures":[],"incomplete":[]},"page":{"path":"/mifid-ii/level-2/its/2017-2382-standard-forms-templates-and-procedures-for-the/annexes/annex-iii","url":"https://www.headlesslaw.com/mifid-ii/level-2/its/2017-2382-standard-forms-templates-and-procedures-for-the/annexes/annex-iii","title":"ANNEX III","family":"l2_unit_view","work_id":"spaces/mifid-ii/level-2/its/2017-2382-standard-forms-templates-and-procedures-for-the","view_of":"/mifid-ii/level-2/its/2017-2382-standard-forms-templates-and-procedures-for-the","status":"in_force","force_status":"in_force","date_state":"current","requested_date":null,"as_of":"2026-11-02","applies_from":null,"application":null,"version_label":"Consolidated version of 7 September 2022","check":{"against":"EUR-Lex","on":"2026-10-26"},"check_result":"matched","official_url":"https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:02017R2382-20220907","valid_from":"2017-12-21","valid_until":null,"content_id":"dc203f4dece3d9d9","versions":["2017-12-21"],"version_url":"https://www.headlesslaw.com/mifid-ii/level-2/its/2017-2382-standard-forms-templates-and-procedures-for-the/annexes/annex-iii/versions/2022-09-07","revision_url":"https://www.headlesslaw.com/mifid-ii/level-2/its/2017-2382-standard-forms-templates-and-procedures-for-the/annexes/annex-iii/versions/2022-09-07/rev/dc203f4dece3d9d9","versions_url":"https://www.headlesslaw.com/mifid-ii/level-2/its/2017-2382-standard-forms-templates-and-procedures-for-the/annexes/annex-iii/versions","relations_url":"https://www.headlesslaw.com/mifid-ii/level-2/its/2017-2382-standard-forms-templates-and-procedures-for-the/annexes/annex-iii/relations","act_url":"https://www.headlesslaw.com/mifid-ii/level-2/its/2017-2382-standard-forms-templates-and-procedures-for-the#annex-iii","source_line":"Commission Implementing Regulation (EU) 2017/2382 · binding · OJ L 340, 20.12.2017 · dated 14 Dec 2017 [in force]","attribution":{"prepared_by":"European Commission","published_by":"Publications Office of the EU","published_in":"Official Journal of the European Union","document_type":"implementing_regulation","legal_nature":"binding_adopted","addressees":"not stated in the document","dates":{"document_date":"2017-12-14","entry_into_force":"2017-12-21","locators":{"document_date":"CELLAR 32017R2382 work_date_document","entry_into_force":"CELLAR 32017R2382 resource_legal_date_entry-into-force (earliest)"}},"adoption":null},"context":{"act":{"work_id":"spaces/mifid-ii/level-2/its/2017-2382-standard-forms-templates-and-procedures-for-the","path":"/mifid-ii/level-2/its/2017-2382-standard-forms-templates-and-procedures-for-the","name":"Commission Implementing Regulation (EU) 2017/2382","number":"2017/2382","celex":"32017R2382","title_official":"COMMISSION IMPLEMENTING REGULATION (EU) 2017/2382 of 14 December 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for the transmission of information in accordance with Directive 2014/65/EU of the European Parliament and of the Council (Text with EEA relevance)","document_date":"2017-12-14"},"position":{"kind":"annex","key":"annex-iii","index":3,"articles":21,"annexes":13},"prev":{"path":"/mifid-ii/level-2/its/2017-2382-standard-forms-templates-and-procedures-for-the/annexes/annex-ii","key":"annex-ii","title":"ANNEX II"},"next":{"path":"/mifid-ii/level-2/its/2017-2382-standard-forms-templates-and-procedures-for-the/annexes/annex-iv","key":"annex-iv","title":"ANNEX IV"},"act_anchor":"#annex-iii"}},"provenance":{"official_url":"https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:02017R2382-20220907","check":{"result":"matched","checked_at":"2026-10-26","against":"EUR-Lex"},"repo_path":"spaces/mifid-ii/level-2/its/2017-2382-standard-forms-templates-and-procedures-for-the.md","unit_text_sha256":"09a75cc99795b0b6e036cc95103d7a78cab8f6c912fe5c6ad0d4485ad6221cd5","note":"the unit is a byte-exact part of the act page, whose check record covers it"},"unit":{"locator":"spaces/mifid-ii/level-2/its/2017-2382-standard-forms-templates-and-procedures-for-the/annex-iii","kind":"annex","key":"annex-iii","heading":"ANNEX III","text":"## ANNEX III\n\n<a id=\"annex-iii\"></a>![Figure printed as an image in the official text — Annex III](../../.gitbook/assets/mifid-ii-l2-32017R2382-image-4.jpg)\n\n<!-- oj-text: 32017R2382 annex-iii -->\n*The form’s text as printed in the original act (OJ L 340, 20.12.2017); the consolidated version prints the form only as an image, above.*\n\nForm for the communication of a change in the particulars of an investment services and activitiespassport notification or in a notification for the provision of arrangements to facilitate access to an MTF or OTF by the competent authority of the home Member State to the competent authority of the host Member State\n(Articles 7 and 8 of Commission Implementing Regulation (EU) 2017/2382)\nReference number:\nDate:\nCommunication in accordance with Article 34(4) or Article 34(7) of Directive 2014/65/EU (1)\nFROM:\nMember State:\nCompetent authority of the home Member State:\nAddress:\nDesignated contact point:\nTelephone number:\nEmail:\nTO:\nMember State:\nCompetent Authority of the host Member State:\nAddress:\nDesignated contact point:\nTelephone number:\nEmail:\nIn accordance with Article 34(4) of the Directive 2014/65/EU, we wish to inform you that [Name of firm], an investment firm/credit institution/market operator authorised/supervised by [name of the competent authority of the home Member State], has:\n(a) amended the investment services and activities/ancillary services/financial instruments that intends to carry on in your territory on a cross-border basis\n(b) changed its name from [old name] to [new name] with effect [date of change]\n(c) moved to the following address with effect [date of change]\n(d) changed its other contact information to as follows [add any changes made to the contact information of Part 1 in Annex I] with effect [date of change]\n(e) engaged an additional in [name of the home Member State] registered tied agent in providing its investment services and activities in your territory on a cross-border basis\n(f) amended the arrangements provided in [name of the host Member State] in order to facilitate the access to and trading of the [name of the MTF or OTF]\n(g) ceased to provide investment services and/or perform investment activities due to the withdrawal/cancellation of its authorisation with effect [date of withdrawal/cancellation].\nPlease find attached a copy of the change of [investment services and activities particulars notification/particulars for the provision of arrangements to facilitate access to an MTF or OTF notification] with the relevant changes. If you have any queries, please do not hesitate to contact us.\nYours sincerely,\n[Signature]\n(1) Please amend as appropriate in accordance with the changes to be notified.\n\n<!-- /oj-text -->\n\n","marks":[],"text_hash":"09a75cc99795b0b6e036cc95103d7a78cab8f6c912fe5c6ad0d4485ad6221cd5","revision":1}}