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# ANNEX III

**Commission Implementing Regulation (EU) 2017/1945 · binding · OJ L 276, 26.10.2017 · dated 19 Jun 2017 [in force]**

*In force · Commission Implementing Regulation (EU) 2017/1945, OJ L 276, 26.10.2017 · Checked against EUR-Lex on 26 Oct 2026 · [Official source](https://eur-lex.europa.eu/eli/reg_impl/2017/1945/oj/eng)*

<a id="annex-iii"></a>Notification of information on changes to the membership of the management body

![Figure printed as an image in the official text — Annex III](../../.gitbook/assets/mifid-ii-l2-32017R1945-image-5.jpg)

Reference number:
Date:
FROM:
Name of the applicant:
Address:
(Contact details of the designated contact person)
Name:
Telephone:
Email:
TO:
Competent Authority:
Address:
(Contact details of the designated contact point if relevant)
Address:
Telephone:
Email:
Dear [insert appropriate name]
In accordance with Article 4 of the Commission Implementing Regulation (EU) 2017/1945 of 19 June 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for notification or provision of information provided for in Article 7(5) of Directive 2014/65/EU to ensure uniform conditions of application of Article 9(5) of that Directive, kindly find attached the notification request.
— Person in charge of preparing the application:
Name:
Status/position:
Telephone:
Fax (if available):
Email:

![Figure printed as an image in the official text — Annex III](../../.gitbook/assets/mifid-ii-l2-32017R1945-image-6.jpg)

Information on member(s) leaving the management body
Member 1
Name
Contact details (Telephone, email, address)
Position
Effective date of departure from management body
Reasons for the departure from management body
Member 2
Name
Contact details (Telephone, email, address)
Position
Effective date of departure from management body
Reasons for the departure from management body
Member n
Name
Contact details (Telephone, email, address)
Position
Effective date of departure from management body
Reasons for the departure from management body
Information on new member(s) of the management body
Member 1
Name
Contact details (Telephone, email, address)
Position
Professional experience and other relevant experience
Educational qualification and relevant training
List of executive and non-executive directorships in other entities
Effective date
[Please set out that information here or provide an explanation of how it will be provided, or make reference to the relevant annexes containing the information]
Member n
Name
Contact details (Telephone, email, address)
Position
Professional experience and other relevant experience
Educational qualification and relevant training
List of executive and non-executive directorships in other entities

![Figure printed as an image in the official text — Annex III](../../.gitbook/assets/mifid-ii-l2-32017R1945-image-7.jpg)

Effective date
[Please set out that information here or provide an explanation of how it will be provided, or make reference to the relevant annexes containing the information]
Complete updated list of members of the management body
Please provide:
— Minutes of the general meeting acting the nomination of the new member of the management body.
— Minutes of the general meeting of the management body acting the nomination of the new member.
Name
Position
Effective date
