{"release":{"id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","published":"2026-11-01T16:41:30Z","pinned":false},"limits":{"coverage":{"history":"current_only","held_since":"2026-10-26","gaps":[],"covered":["2017/1945 — ITS — Notifications by and to applicant and authorised investment firms [in force] L2"],"not_covered":["national guidance","court decisions"]},"freshness":{"release_id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","release_published":"2026-11-01T16:41:30Z","checked_at":"2026-10-26","checked_against":"EUR-Lex"},"truncation":null,"failures":[],"incomplete":[]},"page":{"path":"/mifid-ii/level-2/its/2017-1945-notifications-by-and-to-applicant-and-authorised-investment/annexes/annex-iii","url":"https://www.headlesslaw.com/mifid-ii/level-2/its/2017-1945-notifications-by-and-to-applicant-and-authorised-investment/annexes/annex-iii","title":"ANNEX III","family":"l2_unit_view","work_id":"spaces/mifid-ii/level-2/its/2017-1945-notifications-by-and-to-applicant-and-authorised-investment","view_of":"/mifid-ii/level-2/its/2017-1945-notifications-by-and-to-applicant-and-authorised-investment","status":"in_force","force_status":"in_force","date_state":"current","requested_date":null,"as_of":"2026-11-02","applies_from":null,"application":null,"version_label":"Commission Implementing Regulation (EU) 2017/1945, OJ L 276, 26.10.2017","check":{"against":"EUR-Lex","on":"2026-10-26"},"check_result":"matched","official_url":"https://eur-lex.europa.eu/eli/reg_impl/2017/1945/oj/eng","valid_from":"2017-11-15","valid_until":null,"content_id":"f3855fc02813b8b2","versions":["2017-11-15"],"version_url":"https://www.headlesslaw.com/mifid-ii/level-2/its/2017-1945-notifications-by-and-to-applicant-and-authorised-investment/annexes/annex-iii/versions/2026-10-26","revision_url":"https://www.headlesslaw.com/mifid-ii/level-2/its/2017-1945-notifications-by-and-to-applicant-and-authorised-investment/annexes/annex-iii/versions/2026-10-26/rev/f3855fc02813b8b2","versions_url":"https://www.headlesslaw.com/mifid-ii/level-2/its/2017-1945-notifications-by-and-to-applicant-and-authorised-investment/annexes/annex-iii/versions","relations_url":"https://www.headlesslaw.com/mifid-ii/level-2/its/2017-1945-notifications-by-and-to-applicant-and-authorised-investment/annexes/annex-iii/relations","act_url":"https://www.headlesslaw.com/mifid-ii/level-2/its/2017-1945-notifications-by-and-to-applicant-and-authorised-investment#annex-iii","source_line":"Commission Implementing Regulation (EU) 2017/1945 · binding · OJ L 276, 26.10.2017 · dated 19 Jun 2017 [in force]","attribution":{"prepared_by":"European Commission","published_by":"Publications Office of the EU","published_in":"Official Journal of the European Union","document_type":"implementing_regulation","legal_nature":"binding_adopted","addressees":"not stated in the document","dates":{"document_date":"2017-06-19","entry_into_force":"2017-11-15","locators":{"document_date":"CELLAR 32017R1945 work_date_document","entry_into_force":"CELLAR 32017R1945 resource_legal_date_entry-into-force (earliest)"}},"adoption":null},"context":{"act":{"work_id":"spaces/mifid-ii/level-2/its/2017-1945-notifications-by-and-to-applicant-and-authorised-investment","path":"/mifid-ii/level-2/its/2017-1945-notifications-by-and-to-applicant-and-authorised-investment","name":"Commission Implementing Regulation (EU) 2017/1945","number":"2017/1945","celex":"32017R1945","title_official":"COMMISSION IMPLEMENTING REGULATION (EU) 2017/1945 of 19 June 2017 laying down implementing technical standards with regard to notifications by and to applicant and authorised investment firms according to Directive 2014/65/EU of the European Parliament and of the Council (Text with EEA relevance)","document_date":"2017-06-19"},"position":{"kind":"annex","key":"annex-iii","index":3,"articles":7,"annexes":3},"prev":{"path":"/mifid-ii/level-2/its/2017-1945-notifications-by-and-to-applicant-and-authorised-investment/annexes/annex-ii","key":"annex-ii","title":"ANNEX II"},"next":null,"act_anchor":"#annex-iii"}},"provenance":{"official_url":"https://eur-lex.europa.eu/eli/reg_impl/2017/1945/oj/eng","check":{"result":"matched","checked_at":"2026-10-26","against":"EUR-Lex"},"repo_path":"spaces/mifid-ii/level-2/its/2017-1945-notifications-by-and-to-applicant-and-authorised-investment.md","unit_text_sha256":"ab01974ac1689b4fb8833671ec26106d615806861c368ecc2dfe175afae2d5a4","note":"the unit is a byte-exact part of the act page, whose check record covers it"},"unit":{"locator":"spaces/mifid-ii/level-2/its/2017-1945-notifications-by-and-to-applicant-and-authorised-investment/annex-iii","kind":"annex","key":"annex-iii","heading":"ANNEX III","text":"## ANNEX III\n\n<a id=\"annex-iii\"></a>Notification of information on changes to the membership of the management body\n\n![Figure printed as an image in the official text — Annex III](../../.gitbook/assets/mifid-ii-l2-32017R1945-image-5.jpg)\n\nReference number:\nDate:\nFROM:\nName of the applicant:\nAddress:\n(Contact details of the designated contact person)\nName:\nTelephone:\nEmail:\nTO:\nCompetent Authority:\nAddress:\n(Contact details of the designated contact point if relevant)\nAddress:\nTelephone:\nEmail:\nDear [insert appropriate name]\nIn accordance with Article 4 of the Commission Implementing Regulation (EU) 2017/1945 of 19 June 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for notification or provision of information provided for in Article 7(5) of Directive 2014/65/EU to ensure uniform conditions of application of Article 9(5) of that Directive, kindly find attached the notification request.\n— Person in charge of preparing the application:\nName:\nStatus/position:\nTelephone:\nFax (if available):\nEmail:\n\n![Figure printed as an image in the official text — Annex III](../../.gitbook/assets/mifid-ii-l2-32017R1945-image-6.jpg)\n\nInformation on member(s) leaving the management body\nMember 1\nName\nContact details (Telephone, email, address)\nPosition\nEffective date of departure from management body\nReasons for the departure from management body\nMember 2\nName\nContact details (Telephone, email, address)\nPosition\nEffective date of departure from management body\nReasons for the departure from management body\nMember n\nName\nContact details (Telephone, email, address)\nPosition\nEffective date of departure from management body\nReasons for the departure from management body\nInformation on new member(s) of the management body\nMember 1\nName\nContact details (Telephone, email, address)\nPosition\nProfessional experience and other relevant experience\nEducational qualification and relevant training\nList of executive and non-executive directorships in other entities\nEffective date\n[Please set out that information here or provide an explanation of how it will be provided, or make reference to the relevant annexes containing the information]\nMember n\nName\nContact details (Telephone, email, address)\nPosition\nProfessional experience and other relevant experience\nEducational qualification and relevant training\nList of executive and non-executive directorships in other entities\n\n![Figure printed as an image in the official text — Annex III](../../.gitbook/assets/mifid-ii-l2-32017R1945-image-7.jpg)\n\nEffective date\n[Please set out that information here or provide an explanation of how it will be provided, or make reference to the relevant annexes containing the information]\nComplete updated list of members of the management body\nPlease provide:\n— Minutes of the general meeting acting the nomination of the new member of the management body.\n— Minutes of the general meeting of the management body acting the nomination of the new member.\nName\nPosition\nEffective date\n\n","marks":[],"text_hash":"ab01974ac1689b4fb8833671ec26106d615806861c368ecc2dfe175afae2d5a4","revision":1}}