{"release":{"id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","published":"2026-11-01T16:41:30Z","pinned":false},"limits":{"coverage":{"history":"current_only","held_since":"2026-10-26","gaps":[],"covered":["2017/1945 — ITS — Notifications by and to applicant and authorised investment firms [in force] L2"],"not_covered":["national guidance","court decisions"]},"freshness":{"release_id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","release_published":"2026-11-01T16:41:30Z","checked_at":"2026-10-26","checked_against":"EUR-Lex"},"truncation":null,"failures":[],"incomplete":[]},"page":{"path":"/mifid-ii/level-2/its/2017-1945-notifications-by-and-to-applicant-and-authorised-investment/annexes/annex-i","url":"https://www.headlesslaw.com/mifid-ii/level-2/its/2017-1945-notifications-by-and-to-applicant-and-authorised-investment/annexes/annex-i","title":"ANNEX I","family":"l2_unit_view","work_id":"spaces/mifid-ii/level-2/its/2017-1945-notifications-by-and-to-applicant-and-authorised-investment","view_of":"/mifid-ii/level-2/its/2017-1945-notifications-by-and-to-applicant-and-authorised-investment","status":"in_force","force_status":"in_force","date_state":"current","requested_date":null,"as_of":"2026-11-01","applies_from":null,"application":null,"version_label":"Commission Implementing Regulation (EU) 2017/1945, OJ L 276, 26.10.2017","check":{"against":"EUR-Lex","on":"2026-10-26"},"check_result":"matched","official_url":"https://eur-lex.europa.eu/eli/reg_impl/2017/1945/oj/eng","valid_from":"2017-11-15","valid_until":null,"content_id":"e813b4c62dd0b834","versions":["2017-11-15"],"version_url":"https://www.headlesslaw.com/mifid-ii/level-2/its/2017-1945-notifications-by-and-to-applicant-and-authorised-investment/annexes/annex-i/versions/2026-10-26","revision_url":"https://www.headlesslaw.com/mifid-ii/level-2/its/2017-1945-notifications-by-and-to-applicant-and-authorised-investment/annexes/annex-i/versions/2026-10-26/rev/e813b4c62dd0b834","versions_url":"https://www.headlesslaw.com/mifid-ii/level-2/its/2017-1945-notifications-by-and-to-applicant-and-authorised-investment/annexes/annex-i/versions","relations_url":"https://www.headlesslaw.com/mifid-ii/level-2/its/2017-1945-notifications-by-and-to-applicant-and-authorised-investment/annexes/annex-i/relations","act_url":"https://www.headlesslaw.com/mifid-ii/level-2/its/2017-1945-notifications-by-and-to-applicant-and-authorised-investment#annex-i","source_line":"Commission Implementing Regulation (EU) 2017/1945 · binding · OJ L 276, 26.10.2017 · dated 19 Jun 2017 [in force]","attribution":{"prepared_by":"European Commission","published_by":"Publications Office of the EU","published_in":"Official Journal of the European Union","document_type":"implementing_regulation","legal_nature":"binding_adopted","addressees":"not stated in the document","dates":{"document_date":"2017-06-19","entry_into_force":"2017-11-15","locators":{"document_date":"CELLAR 32017R1945 work_date_document","entry_into_force":"CELLAR 32017R1945 resource_legal_date_entry-into-force (earliest)"}},"adoption":null},"context":{"act":{"work_id":"spaces/mifid-ii/level-2/its/2017-1945-notifications-by-and-to-applicant-and-authorised-investment","path":"/mifid-ii/level-2/its/2017-1945-notifications-by-and-to-applicant-and-authorised-investment","name":"Commission Implementing Regulation (EU) 2017/1945","number":"2017/1945","celex":"32017R1945","title_official":"COMMISSION IMPLEMENTING REGULATION (EU) 2017/1945 of 19 June 2017 laying down implementing technical standards with regard to notifications by and to applicant and authorised investment firms according to Directive 2014/65/EU of the European Parliament and of the Council (Text with EEA relevance)","document_date":"2017-06-19"},"position":{"kind":"annex","key":"annex-i","index":1,"articles":7,"annexes":3},"prev":{"path":"/mifid-ii/level-2/its/2017-1945-notifications-by-and-to-applicant-and-authorised-investment/articles/7","key":"7","title":"Article 7 — Entry into force and application"},"next":{"path":"/mifid-ii/level-2/its/2017-1945-notifications-by-and-to-applicant-and-authorised-investment/annexes/annex-ii","key":"annex-ii","title":"ANNEX II"},"act_anchor":"#annex-i"}},"provenance":{"official_url":"https://eur-lex.europa.eu/eli/reg_impl/2017/1945/oj/eng","check":{"result":"matched","checked_at":"2026-10-26","against":"EUR-Lex"},"repo_path":"spaces/mifid-ii/level-2/its/2017-1945-notifications-by-and-to-applicant-and-authorised-investment.md","unit_text_sha256":"cf1c639e538adbf7b3ae64d301028a96b2bdd0ad51021ecf8ef5695b563047b2","note":"the unit is a byte-exact part of the act page, whose check record covers it"},"unit":{"locator":"spaces/mifid-ii/level-2/its/2017-1945-notifications-by-and-to-applicant-and-authorised-investment/annex-i","kind":"annex","key":"annex-i","heading":"ANNEX I","text":"## ANNEX I\n\n<a id=\"annex-i\"></a>Application Form for authorisation as an Investment Firm\n\n![Figure printed as an image in the official text — Annex I](../../.gitbook/assets/mifid-ii-l2-32017R1945-image-1.jpg)\n\nReference number:\nDate:\nFROM:\nName of the applicant:\nAddress:\n(Contact details of the designated contact person)\nName:\nTelephone:\nEmail:\nTO:\nMember State:\nCompetent Authority:\nAddress:\n(Contact details of the designated contact point)\nAddress:\nTelephone:\nEmail:\nDear [insert appropriate name]\nIn accordance with Article 2 of the Commission Implementing Regulation (EU) 2017/1945 laying down implementing technical standards with regard to standard forms, templates and procedures for notification or provision of information provided for in Article 7(5) of Directive 2014/65/EU to ensure uniform conditions of application of Article 7(2) of that Directive, kindly find attached the authorisation application.\n\n![Figure printed as an image in the official text — Annex I](../../.gitbook/assets/mifid-ii-l2-32017R1945-image-2.jpg)\n\n— Person in charge of preparing the application:\nName:\nStatus/position:\nTelephone:\nFax (if available):\nEmail:\n— Nature of the application (tick the relevant box):\nAuthorisation\nChange to the authorisation already obtained\nCONTENT\nGeneral information on the applicant firm\n[please insert the information referred to under Article 1 of Commission Delegated Regulation (EU) 2017/1943 of the European Parliament and of the Council of 14 July 2016 supplementing Directive 2014/65/EU with regard to regulatory technical standards on information and requirements for the authorisation of investment firms. Please set out that information here or make reference to the relevant annexes containing the information]\nInformation on the capital\n[please insert the information referred to under Article 2 of Delegated Regulation (EU) 2017/1943. Please set out that information here or make reference to the relevant annexes containing the information]\nInformation on the shareholders\n[please insert the information referred to under Article 3 of Delegated Regulation (EU) 2017/1943. Please set out that information here or make reference to the relevant annexes containing the information]\nInformation on the management body and persons directing the business\n[please insert the information referred to under Article 4 of Delegated Regulation (EU) 2017/1943. Please set out that information here or make reference to the relevant annexes containing the information]\nFinancial information\n[please insert the information referred to under Article 5 of Delegated Regulation (EU) 2017/1943. Please set out that information here or make reference to the relevant annexes containing the information]\nInformation on the organisation\n[please insert the information referred to under Article 6 of Delegated Regulation (EU) 2017/1943. Please set out that information here or make reference to the relevant annexes containing the information]\n\n","marks":[],"text_hash":"cf1c639e538adbf7b3ae64d301028a96b2bdd0ad51021ecf8ef5695b563047b2","revision":1}}