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Implementing Regulation (EU) 2017/1111 · binding · OJ L 162, 23.6.2017 · dated 22 Jun 2017 [in force]","attribution":{"prepared_by":"European Commission","published_by":"Publications Office of the EU","published_in":"Official Journal of the European Union","document_type":"implementing_regulation","legal_nature":"binding_adopted","addressees":"not stated in the document","dates":{"document_date":"2017-06-22","entry_into_force":"2017-07-13","locators":{"document_date":"CELLAR 32017R1111 work_date_document","entry_into_force":"CELLAR 32017R1111 resource_legal_date_entry-into-force (earliest)"}},"adoption":null},"context":{"act":{"work_id":"spaces/mifid-ii/level-2/its/2017-1111-procedures-and-forms-for-submitting-information-on","path":"/mifid-ii/level-2/its/2017-1111-procedures-and-forms-for-submitting-information-on","name":"Commission Implementing Regulation (EU) 2017/1111","number":"2017/1111","celex":"32017R1111","title_official":"COMMISSION IMPLEMENTING REGULATION (EU) 2017/1111 of 22 June 2017 laying down implementing technical standards with regard to procedures and forms for submitting information on sanctions and measures in accordance with Directive 2014/65/EU of the European Parliament and of the Council (Text with EEA relevance)","document_date":"2017-06-22"},"position":{"kind":"article","key":"6","index":6,"articles":7,"annexes":3},"prev":{"path":"/mifid-ii/level-2/its/2017-1111-procedures-and-forms-for-submitting-information-on/articles/5","key":"5","title":"Article 5 — Annual submission of aggregated information on sanctions and measures"},"next":{"path":"/mifid-ii/level-2/its/2017-1111-procedures-and-forms-for-submitting-information-on/articles/7","key":"7","title":"Article 7 — Entry into force and application"},"act_anchor":"#art-6"}},"provenance":{"official_url":"https://eur-lex.europa.eu/eli/reg_impl/2017/1111/oj/eng","check":{"result":"matched","checked_at":"2026-10-26","against":"EUR-Lex"},"repo_path":"spaces/mifid-ii/level-2/its/2017-1111-procedures-and-forms-for-submitting-information-on.md","unit_text_sha256":"bdf2534ef5df2ecaa59ad82b474a3a0fd007a178ef9bcea1d32a3aa763b7cf19","note":"the unit is a byte-exact part of the act page, whose check record covers it"},"unit":{"locator":"spaces/mifid-ii/level-2/its/2017-1111-procedures-and-forms-for-submitting-information-on/art-6","kind":"article","key":"6","heading":"Article 6 — Annual submission of anonymised and aggregated data on criminal investigations and sanctions","text":"## <a id=\"art-6\"></a>Article 6 — Annual submission of anonymised and aggregated data on criminal investigations and sanctions\n\nWhere Member States have in accordance with Article 70 of Directive 2014/65/EU laid down criminal sanctions for the infringements referred to in that Article, competent authorities shall provide ESMA with the data referred to in the second subparagraph of Article 71(4) of Directive 2014/65/EU by filling in the form set out in Annex III to this Regulation. That form shall include data on all criminal investigations undertaken and criminal sanctions imposed for infringements referred to in the second subparagraph of Article 71(4) of Directive 2014/65/EU by the competent authority during the previous calendar year.\nThe form referred to in the first subparagraph shall be completed electronically and sent to ESMA by email by 31 March of each year at the latest.\n\n","marks":[],"text_hash":"bdf2534ef5df2ecaa59ad82b474a3a0fd007a178ef9bcea1d32a3aa763b7cf19","revision":1}}