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Implementing Regulation (EU) 2017/1111 · binding · OJ L 162, 23.6.2017 · dated 22 Jun 2017 [in force]","attribution":{"prepared_by":"European Commission","published_by":"Publications Office of the EU","published_in":"Official Journal of the European Union","document_type":"implementing_regulation","legal_nature":"binding_adopted","addressees":"not stated in the document","dates":{"document_date":"2017-06-22","entry_into_force":"2017-07-13","locators":{"document_date":"CELLAR 32017R1111 work_date_document","entry_into_force":"CELLAR 32017R1111 resource_legal_date_entry-into-force (earliest)"}},"adoption":null},"context":{"act":{"work_id":"spaces/mifid-ii/level-2/its/2017-1111-procedures-and-forms-for-submitting-information-on","path":"/mifid-ii/level-2/its/2017-1111-procedures-and-forms-for-submitting-information-on","name":"Commission Implementing Regulation (EU) 2017/1111","number":"2017/1111","celex":"32017R1111","title_official":"COMMISSION IMPLEMENTING REGULATION (EU) 2017/1111 of 22 June 2017 laying down implementing technical standards with regard to procedures and forms for submitting information on sanctions and measures in accordance with Directive 2014/65/EU of the European Parliament and of the Council (Text with EEA relevance)","document_date":"2017-06-22"},"position":{"kind":"annex","key":"annex-ii","index":2,"articles":7,"annexes":3},"prev":{"path":"/mifid-ii/level-2/its/2017-1111-procedures-and-forms-for-submitting-information-on/annexes/annex-i","key":"annex-i","title":"ANNEX I"},"next":{"path":"/mifid-ii/level-2/its/2017-1111-procedures-and-forms-for-submitting-information-on/annexes/annex-iii","key":"annex-iii","title":"ANNEX 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competent authority] in [year] under Article … of …\nFROM:\nMember State:\nCompetent authority:\nAddress:\n(Contact details of the designated contact person)\nName:\nTelephone:\nEmail:\nTO:\nESMA\n(Contact details of the designated contact person)\nName:\nTelephone:\nEmail:\nDear [insert appropriate name]\nIn accordance with the first subparagraph of Article 71(4) of Directive 2014/65/EU I wish to provide you with aggregated information regarding all sanctions and measures imposed by [name of the competent authority] in [year]:\n\n![Figure printed as an image in the official text — Annex II](../../.gitbook/assets/mifid-ii-l2-32017R1111-image-2.jpg)\n\n(1) Please insert value in euro or in national currency. If the relevant sanction refers not only to breaches relating to the relevant article of Directive 2014/65/EU or of Regulation (EU) No 600/2014, but also to other provisions, add the mention ‘AGGREGATED FIGURE’ to each value.\n(2) As sanctions/measures imposed may be based on more than one legislative provision, the sum of the different lines (number of sanctions or measures/value of fines) may not correspond to the total number of sanctions/measures or to the total value of fines imposed.\nYours sincerely,\n[signature]\nArticles of Directive 2014/65/EU transposed by the national provisions, or of Regulation (EU) No 600/2014 of the European Parliament and of the Council (1), which were infringed\nNumber of sanctions/measures imposed in the reporting period\nValue of administrative fines imposed in the reporting period\n[number of the article, paragraph, subparagraph]\n[number of sanctions/measures]\n[value of fines (1)]\nTotal sanctions/measures\n[total number of sanctions/measures (2)]\n[total value of fines (1) (2)]\n(1) Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 (OJ L 173, 12.6.2014, p. 84).\n\n","marks":[],"text_hash":"8f64715fe98768fdf9d2d88cdd60beafb9d34bff9487efbf087c3275884dea10","revision":1}}