{"release":{"id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","published":"2026-11-01T16:41:30Z","pinned":false},"limits":{"coverage":{"history":"current_only","held_since":"2026-10-26","gaps":[],"covered":["2017/1110 — ITS — Forms for data reporting services providers [no longer in force] L2"],"not_covered":["national guidance","court decisions"]},"freshness":{"release_id":"a4f2a0495fe55b47323883f82977a9b34ab66171ec9623e39925d3a7045b6c81","release_published":"2026-11-01T16:41:30Z","checked_at":"2026-10-26","checked_against":"EUR-Lex"},"truncation":null,"failures":[],"incomplete":[]},"page":{"path":"/mifid-ii/level-2/its/2017-1110-the-standard-forms-templates-and-procedures-for-the/annexes/annex-i","url":"https://www.headlesslaw.com/mifid-ii/level-2/its/2017-1110-the-standard-forms-templates-and-procedures-for-the/annexes/annex-i","title":"ANNEX 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Implementing Regulation (EU) 2017/1110 · superseded — not in force · OJ L 162, 23.6.2017 · dated 22 Jun 2017 [no longer in force]","attribution":{"prepared_by":"European Commission","published_by":"Publications Office of the EU","published_in":"Official Journal of the European Union","document_type":"implementing_regulation","legal_nature":"binding_adopted","addressees":"not stated in the document","dates":{"document_date":"2017-06-22","entry_into_force":"2017-07-13","locators":{"document_date":"CELLAR 32017R1110 work_date_document","entry_into_force":"CELLAR 32017R1110 resource_legal_date_entry-into-force (earliest)"}},"adoption":null},"context":{"act":{"work_id":"spaces/mifid-ii/level-2/its/2017-1110-the-standard-forms-templates-and-procedures-for-the","path":"/mifid-ii/level-2/its/2017-1110-the-standard-forms-templates-and-procedures-for-the","name":"Commission Implementing Regulation (EU) 2017/1110","number":"2017/1110","celex":"32017R1110","title_official":"COMMISSION IMPLEMENTING REGULATION (EU) 2017/1110 of 22 June 2017 laying down implementing technical standards with regard to the standard forms, templates and procedures for the authorisation of data reporting services providers and related notifications pursuant to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments (Text with EEA relevance)","document_date":"2017-06-22"},"position":{"kind":"annex","key":"annex-i","index":1,"articles":7,"annexes":3},"prev":{"path":"/mifid-ii/level-2/its/2017-1110-the-standard-forms-templates-and-procedures-for-the/articles/7","key":"7","title":"Article 7 — Entry into force and application"},"next":{"path":"/mifid-ii/level-2/its/2017-1110-the-standard-forms-templates-and-procedures-for-the/annexes/annex-ii","key":"annex-ii","title":"ANNEX II"},"act_anchor":"#annex-i"}},"provenance":{"official_url":"https://eur-lex.europa.eu/eli/reg_impl/2017/1110/oj/eng","check":{"result":"matched","checked_at":"2026-10-26","against":"EUR-Lex"},"repo_path":"spaces/mifid-ii/level-2/its/2017-1110-the-standard-forms-templates-and-procedures-for-the.md","unit_text_sha256":"5239526b5f998c8f22837acc123076579a26ba5e6e7e7b6632432e96674732f7","note":"the unit is a byte-exact part of the act page, whose check record covers it"},"unit":{"locator":"spaces/mifid-ii/level-2/its/2017-1110-the-standard-forms-templates-and-procedures-for-the/annex-i","kind":"annex","key":"annex-i","heading":"ANNEX I","text":"## ANNEX I\n\n<a id=\"annex-i\"></a>Application form for authorisation to provide data reporting services\n\n![Figure printed as an image in the official text — Annex I](../../.gitbook/assets/mifid-ii-l2-32017R1110-image-1.jpg)\n\nReference number:\nDate:\nFrom:\nName of the applicant:\nAddress:\nLegal Entity Identifier(where applicable):\n(Contact details of the designated contact person at the applicant)\nFull Name:\nTelephone:\nEmail:\nTo:\nMember State:\nCompetent authority:\nAddress:\n(Contact details of the designated contact point at the competent authority)\nAddress:\nTelephone:\nEmail:\nDear [insert appropriate name]\nIn accordance with Article 2 of Commission Implementing Regulation (EU) 2017/1110 (1) please find attached the authorisation application.\n— Person at the applicant in charge of preparing the application:\nFull Name:\nStatus/position:\nTelephone:\nEmail:\nDate:\nSignature:\n\n![Figure printed as an image in the official text — Annex I](../../.gitbook/assets/mifid-ii-l2-32017R1110-image-2.jpg)\n\n— Nature of the application (tick the relevant box(es)):\nAuthorisation – Approved Publication Arrangement (APA)\nAuthorisation – Consolidated Tape Provider (CTP)\nAuthorisation – Approved Reporting Mechanism (ARM)\nContent\nPlease insert the information referred to under Commission Delegated Regulation (EU) 2017/571 (2). Please set out that information under the appropriate section or make reference to the relevant annexes containing the information.\nInformation on the organisation (Article 2 of Delegated Regulation (EU) 2017/571)\nInformation on corporate governance (Article 3 of Delegated Regulation (EU) 2017/571)\nInformation on conflicts of interest (Article 5 of Delegated Regulation (EU) 2017/571)\nInformation on organisational requirements regarding outsourcing (Article 6 of Delegated Regulation (EU) 2017/571)\nInformation on business continuity and back-up facilities (Article 7 of Delegated Regulation (EU) 2017/571)\nInformation on testing and capacity (Article 8 of Delegated Regulation (EU) 2017/571)\nInformation on security (Article 9 of Delegated Regulation (EU) 2017/571)\nInformation on management of incomplete or potentially erroneous information by APAs and CTPs (Article 10 of Delegated Regulation (EU) 2017/571)\nInformation on management of incomplete or potentially erroneous information by ARMs (Article 11 of Delegated Regulation (EU) 2017/571)\nInformation on connectivity of ARMs (Article 12 of Delegated Regulation (EU) 2017/571)\nInformation on other services provided by CTPs (Article 13 of Delegated Regulation (EU) 2017/571)\nInformation on publication arrangements (Chapter 3 of Delegated Regulation (EU) 2017/571)\nNotes:\n(1) Commission Implementing Regulation (EU) 2017/1110 of 22 June 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for the authorisation of data reporting services providers and related notifications pursuant to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments (OJ L 162, 23.6.2017, p. 3).\n(2) Commission Delegated Regulation (EU) 2017/571 of 2 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers (OJ L 87, 31.3.2017, p. 126).\n\n","marks":[],"text_hash":"5239526b5f998c8f22837acc123076579a26ba5e6e7e7b6632432e96674732f7","revision":1}}