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# ANNEX

**Commission Implementing Regulation (EU) 2017/1005 · binding · OJ L 153, 16.6.2017 · dated 15 Jun 2017 [in force]**

*In force · Commission Implementing Regulation (EU) 2017/1005, OJ L 153, 16.6.2017 · Checked against EUR-Lex on 26 Oct 2026 · [Official source](https://eur-lex.europa.eu/eli/reg_impl/2017/1005/oj/eng)*

ANNEX
Table 1
Symbol table to be applied to all Tables

<!-- lint: table-cell-ok — verbatim annex reporting-template grid from the source regulation -->
| SYMBOL | DATA TYPE | DEFINITION |
|---|---|---|
| {ALPHANUM-n} | Up to n alphanumerical characters | Free text field. |
| {COUNTRYCODE_2} | 2 alphanumerical characters | 2-letter country code, as defined by ISO 3166-1 alpha-2 country code |
| {DATE_TIME_FORMAT} | ISO 8601 date and time format | Date and time in the following format: — YYYY-MM-DDThh:mm:ss.Z. — ‘YYYY’ is the year; — ‘MM’ is the month; — ‘DD’ is the day; — ‘T’ — means that the letter ‘T’ shall be used — ‘hh’ is the hour; — ‘mm’ is the minute; — ‘ss.’ is the second; — Z is UTC time. Dates and times shall be reported in UTC. |
| {ISIN} | 12 alphanumerical characters | ISIN code, as defined in ISO 6166 |
| {LEI} | 20 alphanumerical characters | Legal entity identifier as defined in ISO 17442 |
| {MIC} | 4 alphanumerical characters | Market identifier as defined in ISO 10383 |

Table 2
Format of the publication and communication to the relevant competent authority by a trading venue operator of its decision to suspend or remove the financial instrument and related derivatives from trading; and of its decision to lift a suspension of a financial instrument and related derivatives

<!-- lint: table-cell-ok — verbatim annex reporting-template grid from the source regulation -->
| FIELD | DETAILS TO BE REPORTED | FORMAT FOR REPORTING |
|---|---|---|
| Date and time of the publication / communication | Field to be populated with the date and time of the publication / communication. | {DATE_TIME_FORMAT} |
| Action type | Field to be populated with the action type. | Suspension, removal, lifting of a suspension. |
| Reasons for the action | Field to be populated with the reasons for the action | {ALPHANUM-350} |
| Effective from | Field to be populated with the date and time from which the action is effective. | {DATE_TIME_FORMAT} |
| Effective to | Field to be populated with the date and time until which the action is effective. | {DATE_TIME_FORMAT} |
| Ongoing | Field to be populated with true if the action is ongoing or false otherwise. | ‘True’— Action is ongoing ‘False’— Action is not ongoing |
| Trading venue(s) | Field to be populated with the MIC or MICs of the trading venues(s) or segments thereof to which the action relates. | {MIC} If multiple MICs have to be provided, this field shall be populated with multiple MICs separated by comma. |
| Issuer name | Field to be populated with the name of the issuer of the instrument to which the action relates. | {ALPHANUM-350} |
| Issuer | Field to be populated with the LEI of the issuer of the instrument to which the action relates. | {LEI} |
| Instrument identifier | Field to be populated with the ISIN of the instrument. | {ISIN} |
| Instrument full name | Field to be populated with the name of the instrument. | {ALPHANUM-350} |
| Related derivatives | Field to be populated with the ISINs of the related derivatives as specified in Commission Delegated Regulation (EU) 2017/569, to which the action also relates. | {ISIN} If multiple ISINs have to be provided, this field shall be populated with multiple ISINs separated by comma. |
| Other related instruments | Field to be populated with the ISINs of the related derivatives affected by the action. | {ISIN} If multiple ISINs have to be provided, this field shall be populated with multiple ISINs separated by comma. |
| Comments | Field to be populated with comments. | {ALPHANUM-350} |

Table 3
Format of the publication and communication by Competent Authorities of the decision to suspend or remove a financial instrument and related derivatives from trading and to lift a suspension of a financial instrument and related derivatives

<!-- lint: table-cell-ok — verbatim annex reporting-template grid from the source regulation -->
| FIELD | DETAILS TO BE REPORTED | FORMAT FOR REPORTING |
|---|---|---|
| Competent authority | Field to be populated with the acronym of the competent authority doing the publication / communication. | {ALPHANUM-10} |
| Member State of the competent authority | Field to be populated with the country code of the Member State of the competent authority doing the publication / communication. | {COUNTRYCODE_2} |
| Trading venue operator as initiator of the action | Field to be populated with: — true, if the initiator of the action is a trading venue operator; or — false, if the initiator of the action is not a trading venue operator but a competent authority. | ‘True’— Trading venue initiator ‘False’— Not a trading venue initiator |
| Date and time of the publication / communication | Field to be populated with the date and time of the publication / communication. | {DATE_TIME_FORMAT} |
| Action type | Field to be populated with the action type. | Suspension, removal, lifting of a suspension. |
| Reasons for the action | Field to be populated with the reasons for the action. | {ALPHANUM-350} |
| Effective from | Field to be populated with the date and time from which the action is effective. | {DATE_TIME_FORMAT} |
| Effective to | Field to be populated with the date and time until which the action is effective. | {DATE_TIME_FORMAT} |
| Ongoing | Field to be populated with true if the action is ongoing or false otherwise. | ‘True’— Action is ongoing ‘False’— Action is not ongoing |
| Trading venue(s) | Field to be populated with the MIC or MICs of the trading venues(s) or segments thereof to which the action relates. | {MIC} If multiple MICs have to be provided, this field shall be populated with multiple MICs separated by comma. |
| Issuer name | Field to be populated with the name of the issuer of the instrument to which the action relates. | {ALPHANUM-350} |
| Issuer | Field to be populated with the LEI of the issuer of the instrument to which the action relates. | {LEI} |
| Instrument identifier | Field to be populated with the ISIN of the instrument. | {ISIN} |
| Instrument full name | Field to be populated with the name of the instrument. | {ALPHANUM-350} |
| Related derivatives | Field to be populated with the ISINs of the related derivatives as specified in Delegated Regulation (EU) 2017/569, to which the action also relates. | {ISIN} If multiple ISINs have to be provided, this field shall be populated with multiple ISINs separated by comma. |
| Other related instruments | Field to be populated with the ISINs of the related derivatives affected by the action. | {ISIN} If multiple ISINs have to be provided, this field shall be populated with multiple ISINs separated by comma. |
| Comments | Field to be populated with comments. | {ALPHANUM-350} |

Table 4
Format of the communication to ESMA and other competent authorities by competent authorities of their decisions on whether to follow a suspension, a removal or a lifting of a suspension

<!-- lint: table-cell-ok — verbatim annex reporting-template grid from the source regulation -->
| FIELD | DETAILS TO BE REPORTED | FORMAT FOR REPORTING |
|---|---|---|
| Competent authority | Field to be populated with the acronym of the competent authority that communicated the original action. | {ALPHANUM-10} |
| Member State of the competent authority | Field to be populated with the country code of the Member State of the competent authority that communicated the original action. | {COUNTRYCODE_2} |
| Competent authority initiating the current action | Field to be populated with the acronym of the competent authority following or not following the original action. | {ALPHANUM-10} |
| Member State of the competent authority initiating the current action | Field to be populated with the country code of the Member State of the competent authority following or not following the original action. | {COUNTRYCODE_2} |
| Original action type | Field to be populated with the type of the original action. | Suspension, removal, lifting of a suspension. |
| Decision to follow, if applicable | Field to be populated, if applicable, with: — true if the action is followed; or — false if the action is not followed. | ‘True’— Action is followed ‘False’— Action is not followed |
| Reasons for the decision not to follow a removal, suspension or lifting thereof, if applicable | Field to be populated with the reasons for the decision not to follow a removal, suspension or lifting thereof, if applicable. | {ALPHANUM-350} |
| Date and time of the communication | Field to be populated with the date and time of the communication of the current action. | {DATE_TIME_FORMAT} |
| Effective from | Field to be populated with the date and time from which the current action is effective. | {DATE_TIME_FORMAT} |
| Effective to | Field to be populated with the date and time until which the current action is effective. | {DATE_TIME_FORMAT} |
| Ongoing | Field to be populated with ‘true’ if the action is ongoing, or ‘false’ otherwise. | ‘True’— Action is ongoing ‘False’— Action is not ongoing |
| Trading venue(s) | Field to be populated with the MIC or MICs of the trading venues(s) or segments thereof to which the current action relates. | {MIC} If multiple MICs have to be provided, this field shall be populated with multiple MICs separated by comma. |
| Issuer name | Field to be populated with the name of the issuer of the instrument to which the action relates. | {ALPHANUM-350} |
| Issuer | Field to be populated with the LEI of the issuer of the instrument to which the action relates. | {LEI} |
| Instrument identifier | Field to be populated with the ISIN of the instrument. | {ISIN} |
| Instrument full name | Field to be populated with the name of the instrument. | {ALPHANUM-350} |
| Related derivatives | Field to be populated with the ISINs of the related derivatives as specified in Delegated Regulation (EU) 2017/569, to which the action also relates. | {ISIN} If multiple ISINs have to be provided, this field shall be populated with multiple ISINs separated by comma. |
| Other related instruments | Field to be populated with the ISINs of the related derivatives affected by the action. | {ISIN} If multiple ISINs have to be provided, this field shall be populated with multiple ISINs separated by comma. |
| Comments | Field to be populated with comments. | {ALPHANUM-350} |